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QUALCOMM INC/DE — Director's Dealing 2010
Jan 7, 2010
10546_dirs_2010-01-07_c386ea4f-683a-482e-98c1-1c744729bcf8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2010-01-05
Reporting Person: LEDERER JAMES P (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-01-05 | Common Stock | M | 2500 | $35.66 | Acquired | 19713.653 | Direct |
| 2010-01-05 | Common Stock | S | 2500 | $47.9 | Disposed | 17213.653 | Direct |
| 2010-01-05 | Common Stock | M | 751 | $37.99 | Acquired | 17964.653 | Direct |
| 2010-01-05 | Common Stock | S | 751 | $47.9 | Disposed | 17213.653 | Direct |
| 2010-01-05 | Common Stock | M | 35 | $33.57 | Acquired | 17248.653 | Direct |
| 2010-01-05 | Common Stock | S | 35 | $47.9 | Disposed | 17213.653 | Direct |
| 2010-01-05 | Common Stock | M | 583 | $33.57 | Acquired | 17796.653 | Direct |
| 2010-01-05 | Common Stock | S | 583 | $47.9 | Disposed | 17213.653 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-01-05 | Non-Qualified Stock Option (right to buy) | $33.57 | M | 35 | Disposed | 2015-04-14 | Common Stock (35) | Direct |
| 2010-01-05 | Non-Qualified Stock Option (right to buy) | $33.57 | M | 583 | Disposed | 2015-04-14 | Common Stock (583) | Direct |
| 2010-01-05 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 2500 | Disposed | 2018-11-06 | Common Stock (2500) | Direct |
| 2010-01-05 | Non-Qualified Stock Option (right to buy) | $37.99 | M | 751 | Disposed | 2016-10-26 | Common Stock (751) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 50 | Indirect |
| Common Stock | 100 | Indirect |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: Securities held by Mitchell J. Lederer (UTMA/CA) and James P. Lederer (C/F).
F3: Securities held in two separate Joint Accounts: 50 shares are held by Kyle R. Lederer and James P. Lederer (JTWROS) and 50 shares are held by Brian K. Lederer and James P. Lederer (JTWROS).
F4: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.