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QUALCOMM INC/DE — Director's Dealing 2010
Nov 12, 2010
10546_dirs_2010-11-12_e9dadee6-4746-4d80-baea-743aca586509.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2010-11-09
Reporting Person: NELLES DUANE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-09 | Common Stock | M | 20000 | $20.64 | Acquired | 131340 | Indirect |
| 2010-11-09 | Common Stock | S | 20000 | $47.9846 | Disposed | 111340 | Indirect |
| 2010-11-09 | Common Stock | M | 15000 | $18.81 | Acquired | 126340 | Indirect |
| 2010-11-09 | Common Stock | S | 15000 | $47.9846 | Disposed | 111340 | Indirect |
| 2010-11-10 | Common Stock | M | 5000 | $18.81 | Acquired | 116340 | Indirect |
| 2010-11-10 | Common Stock | S | 5000 | $47.9213 | Disposed | 111340 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-11-09 | Non-Qualified Stock Option (right to buy) | $18.81 | M | 15000 | Disposed | 2013-02-10 | Common Stock (15000) | Direct |
| 2010-11-10 | Non-Qualified Stock Option (right to buy) | $18.81 | M | 5000 | Disposed | 2013-02-10 | Common Stock (5000) | Direct |
| 2010-11-09 | Non-Qualified Stock Option (right to buy) | $20.64 | M | 20000 | Disposed | 2012-02-11 | Common Stock (20000) | Direct |
Footnotes
F1: Securities held by Duane A. Nelles and Gaile G. NellesTrustees for the Nelles Intervivos Trust dtd. 3/29/1976.
F2: The sale prices for this transaction ranged from $47.93 to $48.1850. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: The sale prices for this transaction ranged from $47.90 to $47.95. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
F5: The options vest as to 10% of the total shares granted on August 12, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on September 12, 2002.