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QUALCOMM INC/DE — Director's Dealing 2010
Jan 4, 2010
10546_dirs_2010-01-04_2a52f9c7-fce9-4c73-98d0-17fab5d9c375.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2009-12-30
Reporting Person: JACOBS PAUL E (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-11-18 | Common Stock | G | 100000 | — | Acquired | 373269 | Indirect |
| 2009-11-18 | Common Stock | G | 100000 | — | Disposed | 790696 | Indirect |
| 2009-12-30 | Common Stock | M | 30000 | $29.21 | Acquired | 820696 | Indirect |
| 2009-12-30 | Common Stock | S | 30000 | $46.96 | Disposed | 790696 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-12-30 | Non-Qualified Stock Option (right to buy) | $29.21 | M | 30000 | Disposed | 2011-11-29 | Common Stock (30000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 373269 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $29.21 | 2011-11-29 | Common Stock (378000) | 378000 | Indirect |
Footnotes
F1: Gift to Spouse's Grantor Retained Annuity Trust (GRAT) who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by Mrs. Jacobs' GRAT, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Annuity Trust.
F3: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.
F4: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F5: The options vest as to 10% of the total shares granted on May 31, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on June 30, 2002.