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QUALCOMM INC/DE — Director's Dealing 2010
Nov 8, 2010
10546_dirs_2010-11-08_9742f697-e0d7-4873-946b-7bdeeebf9c24.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2010-11-04
Reporting Person: LEDERER JAMES P (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-04 | Common Stock | M | 16251 | $43.24 | Acquired | 31956.5288 | Direct |
| 2010-11-04 | Common Stock | S | 16251 | $48.68 | Disposed | 15705.5288 | Direct |
| 2010-11-04 | Common Stock | M | 26251 | $41.7 | Acquired | 41956.5288 | Direct |
| 2010-11-04 | Common Stock | S | 26251 | $48.68 | Disposed | 15705.5288 | Direct |
| 2010-11-04 | Common Stock | M | 1143 | $33.57 | Acquired | 16848.5288 | Direct |
| 2010-11-04 | Common Stock | S | 1143 | $48.68 | Disposed | 15705.5288 | Direct |
| 2010-11-04 | Common Stock | M | 20016 | $33.57 | Acquired | 35721.5288 | Direct |
| 2010-11-04 | Common Stock | S | 20016 | $48.68 | Disposed | 15705.5288 | Direct |
| 2010-11-04 | Common Stock | M | 24000 | $42.16 | Acquired | 39705.5288 | Direct |
| 2010-11-04 | Common Stock | S | 24000 | $48.68 | Disposed | 15705.5288 | Direct |
| 2010-11-04 | Common Stock | M | 17888 | $33.02 | Acquired | 33593.5288 | Direct |
| 2010-11-04 | Common Stock | S | 17888 | $48.68 | Disposed | 15705.5288 | Direct |
| 2010-11-04 | Common Stock | M | 10000 | $22.44 | Acquired | 25705.5288 | Direct |
| 2010-11-04 | Common Stock | S | 10000 | $48.68 | Disposed | 15705.5288 | Direct |
| 2010-11-04 | Common Stock | M | 1834 | $44.75 | Acquired | 17539.5288 | Direct |
| 2010-11-04 | Common Stock | S | 1834 | $48.68 | Disposed | 15705.5288 | Direct |
| 2010-11-04 | Common Stock | M | 14000 | $44.63 | Acquired | 29705.5288 | Direct |
| 2010-11-04 | Common Stock | S | 14000 | $48.68 | Disposed | 15705.5288 | Direct |
| 2010-11-04 | Common Stock | M | 27000 | $41.33 | Acquired | 42705.5288 | Direct |
| 2010-11-04 | Common Stock | S | 27000 | $48.68 | Disposed | 15705.5288 | Direct |
| 2010-11-04 | Common Stock | M | 21654 | $37.99 | Acquired | 37359.5288 | Direct |
| 2010-11-04 | Common Stock | S | 21654 | $48.68 | Disposed | 15705.5288 | Direct |
| 2010-11-04 | Common Stock | M | 36563 | $35.66 | Acquired | 52268.5288 | Direct |
| 2010-11-04 | Common Stock | S | 36563 | $48.68 | Disposed | 15705.5288 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-11-04 | Non-Qualified Stock Option (right to buy) | $22.44 | M | 10000 | Disposed | 2013-10-16 | Common Stock (10000) | Direct |
| 2010-11-04 | Non-Qualified Stock Option (right to buy) | $33.02 | M | 17888 | Disposed | 2014-04-15 | Common Stock (17888) | Direct |
| 2010-11-04 | Non-Qualified Stock Option (right to buy) | $33.57 | M | 1143 | Disposed | 2015-04-14 | Common Stock (1143) | Direct |
| 2010-11-04 | Non-Qualified Stock Option (right to buy) | $33.57 | M | 20016 | Disposed | 2015-04-14 | Common Stock (20016) | Direct |
| 2010-11-04 | Non-Qualified Stock Option (right to buy) | $35.66 | M | 36563 | Disposed | 2018-11-06 | Common Stock (36563) | Direct |
| 2010-11-04 | Non-Qualified Stock Option (right to buy) | $41.33 | M | 27000 | Disposed | 2017-10-25 | Common Stock (27000) | Direct |
| 2010-11-04 | Non-Qualified Stock Option (right to buy) | $41.7 | M | 26251 | Disposed | 2015-10-13 | Common Stock (26251) | Direct |
| 2010-11-04 | Non-Qualified Stock Option (right to buy) | $42.16 | M | 24000 | Disposed | 2014-10-14 | Common Stock (24000) | Direct |
| 2010-11-04 | Non-Qualified Stock Option (right to buy) | $43.24 | M | 16251 | Disposed | 2018-04-24 | Common Stock (16251) | Direct |
| 2010-11-04 | Non-Qualified Stock Option (right to buy) | $44.63 | M | 14000 | Disposed | 2017-04-26 | Common Stock (14000) | Direct |
| 2010-11-04 | Non-Qualified Stock Option (right to buy) | $44.63 | M | 21654 | Disposed | 2017-04-26 | Common Stock (21654) | Direct |
| 2010-11-04 | Non-Qualified Stock Option (right to buy) | $44.75 | M | 1834 | Disposed | 2019-11-08 | Common Stock (1834) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 50 | Indirect |
| Common Stock | 100 | Indirect |
Footnotes
F1: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F2: Securities held by Mitchell J. Lederer (UTMA/CA) and James P. Lederer (C/F).
F3: Securities held in two separate Joint Accounts: 50 shares are held by Kyle R. Lederer and James P. Lederer (JTWROS) and 50 shares are held by Brian K. Lederer and James P. Lederer (JTWROS).
F4: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
F5: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.