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QUALCOMM INC/DE — Director's Dealing 2010
Nov 9, 2010
10546_dirs_2010-11-09_1f34a9f0-2a0f-4bde-bcf1-7a4ae5815d23.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUALCOMM INC/DE (QCOM)
CIK: 0000804328
Period of Report: 2010-11-05
Reporting Person: GILBERT ANDREW M (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-05 | Common Stock | M | 28000 | $37.99 | Acquired | 36857 | Direct |
| 2010-11-05 | Common Stock | S | 28000 | $48.0588 | Disposed | 8857 | Direct |
| 2010-11-05 | Common Stock | M | 247500 | $38.63 | Acquired | 256357 | Direct |
| 2010-11-05 | Common Stock | S | 247500 | $48.0588 | Disposed | 8857 | Direct |
| 2010-11-05 | Common Stock | M | 17845 | $43.18 | Acquired | 26702 | Direct |
| 2010-11-05 | Common Stock | S | 17845 | $48.0588 | Disposed | 8857 | Direct |
| 2010-11-05 | Common Stock | M | 36000 | $41.33 | Acquired | 44857 | Direct |
| 2010-11-05 | Common Stock | S | 36000 | $48.0588 | Disposed | 8857 | Direct |
| 2010-11-05 | Common Stock | M | 16000 | $37.99 | Acquired | 24857 | Direct |
| 2010-11-05 | Common Stock | S | 16000 | $48.0588 | Disposed | 8857 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-11-05 | Non-Qualified Stock Option (right to buy) | $37.99 | M | 28000 | Disposed | 2016-10-26 | Common Stock (28000) | Direct |
| 2010-11-05 | Non-Qualified Stock Option (right to buy) | $37.99 | M | 16000 | Disposed | 2016-10-26 | Common Stock (16000) | Direct |
| 2010-11-05 | Non-Qualified Stock Option (right to buy) | $38.63 | M | 247500 | Disposed | 2018-01-10 | Common Stock (247500) | Direct |
| 2010-11-05 | Non-Qualified Stock Option (right to buy) | $41.33 | M | 36000 | Disposed | 2017-10-25 | Common Stock (36000) | Direct |
| 2010-11-05 | Non-Qualified Stock Option (right to buy) | $43.18 | M | 17845 | Disposed | 2016-01-17 | Common Stock (17845) | Direct |
Footnotes
F1: The sale prices for this transaction ranged from $48.00 to $48.28. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F2: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
F3: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.