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QUAKER CHEMICAL CORP — Director's Dealing 2017
Jan 27, 2017
31579_dirs_2017-01-27_273a8d24-1d65-4bb0-a7da-8b1720676c75.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUAKER CHEMICAL CORP (KWR)
CIK: 0000081362
Period of Report: 2017-01-25
Reporting Person: ETTINGER RONALD S (VP - Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-25 | Common Stock | M | 1420 | $58.26 | Acquired | 6580 | Direct |
| 2017-01-25 | Common Stock | F | 975 | $131.01 | Disposed | 5605 | Direct |
| 2017-01-25 | Common Stock | M | 736 | $73.47 | Acquired | 6341 | Direct |
| 2017-01-25 | Common Stock | F | 553 | $131.01 | Disposed | 5788 | Direct |
| 2017-01-25 | Common Stock | M | 745 | $87.30 | Acquired | 6533 | Direct |
| 2017-01-25 | Common Stock | F | 506 | $131.01 | Disposed | 6027 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-25 | Employee Stock Option (right to buy) | $58.26 | M | 1420 | Disposed | 2020-03-05 | Common Stock (1420) | Direct |
| 2017-01-25 | Employee Stock Option (right to buy) | $73.47 | M | 736 | Disposed | 2021-02-27 | Common Stock (736) | Direct |
| 2017-01-25 | Employee Stock Option (right to buy) | $87.30 | M | 745 | Disposed | 2022-02-25 | Common Stock (745) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5148 | Indirect |
Footnotes
F1: Includes 45 shares acquired by reporting person under the Company's Employee Stock Purchase Plan between May 31, 2016 and December 30, 2016 and 11 shares acquired under the Company's Dividend Reinvestment Plan between July 29, 2016 and October 31, 2016.
F2: Information based on reporting person's Plan Statement as of December 31, 2016.
F3: The options for this grant vested in three annual installments: 710 shares on March 5, 2014; 710 shares on March 5, 2015; and 710 shares on March 5, 2016.
F4: The options for this grant vest in three annual installments: 737 shares on February 27, 2015; 736 shares on February 27, 2016; and 736 shares on February 27, 2017.
F5: The options for this grant vest in three annual installments: 745 shares on February 25, 2016; 744 shares on February 25, 2017; and 744 shares on February 25, 2018.