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QUAKER CHEMICAL CORP — Director's Dealing 2017
May 17, 2017
31579_dirs_2017-05-17_b1e61e79-f447-4c76-80de-950353dcf21e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUAKER CHEMICAL CORP (KWR)
CIK: 0000081362
Period of Report: 2017-05-15
Reporting Person: BERQUIST JOSEPH A (VP & Managing Director - NA)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-15 | Common Stock | M | 710 | $58.26 | Acquired | 13136 | Direct |
| 2017-05-15 | Common Stock | F | 424 | $140.30 | Disposed | 12712 | Direct |
| 2017-05-15 | Common Stock | M | 1472 | $73.47 | Acquired | 14184 | Direct |
| 2017-05-15 | Common Stock | F | 990 | $140.30 | Disposed | 13194 | Direct |
| 2017-05-15 | Common Stock | M | 1489 | $87.30 | Acquired | 14683 | Direct |
| 2017-05-15 | Common Stock | F | 1024 | $140.30 | Disposed | 13659 | Direct |
| 2017-05-15 | Common Stock | M | 1213 | $72.12 | Acquired | 14872 | Direct |
| 2017-05-15 | Common Stock | F | 646 | $140.30 | Disposed | 14226 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-15 | Employee Stock Option (right to buy) | $58.26 | M | 710 | Disposed | 2020-03-05 | Common Stock (710) | Direct |
| 2017-05-15 | Employee Stock Option (right to buy) | $73.47 | M | 1472 | Disposed | 2021-02-27 | Common Stock (1472) | Direct |
| 2017-05-15 | Employee Stock Option (right to buy) | $87.30 | M | 1489 | Disposed | 2022-02-25 | Common Stock (1489) | Direct |
| 2017-05-15 | Employee Stock Option (right to buy) | $72.12 | M | 1213 | Disposed | 2023-02-23 | Common Stock (1213) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2830 | Indirect |
Footnotes
F1: Information based on reporting person's Plan Statement as of March 31, 2017.
F2: The options under this grant vested in three annual installments: 710 shares on March 5, 2014; 710 shares on March 5, 2015; and 710 shares on March 5, 2016.
F3: The options for this grant vested in three annual installments: 737 shares on February 27, 2015; 736 shares on February 27, 2016; and 736 shares on February 27, 2017.
F4: The options for this grant vest in three annual installments: 745 shares on February 25, 2016; 744 shares on February 25, 2017; and 744 shares on February 25, 2018.
F5: The options for this grant vest in three annual installments: 1,213 shares on February 23, 2017; 1,213 shares on February 23, 2018; and 1,213 shares on February 23, 2019.