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QUAKER CHEMICAL CORP — Director's Dealing 2017
Jun 13, 2017
31579_dirs_2017-06-13_3254daaa-731b-4ad5-bf32-0908b0fdbaa2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUAKER CHEMICAL CORP (KWR)
CIK: 0000081362
Period of Report: 2017-06-09
Reporting Person: BARRY MICHAEL F (Director, Chairman, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-09 | Common Stock | M | 5900 | $73.47 | Acquired | 135012 | Direct |
| 2017-06-09 | Common Stock | F | 4314 | $147.59 | Disposed | 130698 | Direct |
| 2017-06-09 | Common Stock | M | 5966 | $87.30 | Acquired | 136664 | Direct |
| 2017-06-09 | Common Stock | F | 4661 | $147.59 | Disposed | 132003 | Direct |
| 2017-06-09 | Common Stock | M | 11289 | $72.12 | Acquired | 143292 | Direct |
| 2017-06-09 | Common Stock | F | 7899 | $147.59 | Disposed | 135393 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-09 | Employee Stock Option (right to buy) | $73.47 | M | 5900 | Disposed | 2021-02-27 | Common Stock (5900) | Direct |
| 2017-06-09 | Employee Stock Option (right to buy) | $87.30 | M | 5966 | Disposed | 2022-02-25 | Common Stock (5966) | Direct |
| 2017-06-09 | Employee Stock Option (right to buy) | $72.12 | M | 11289 | Disposed | 2023-02-23 | Common Stock (11289) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1980 | Indirect |
| Common Stock | 33652 | Indirect |
Footnotes
F1: Information based on reporting person's Plan Statement as of March 31, 2017.
F2: The options for this grant vested in three annual installments: 5,901 shares on February 27, 2015; 5,900 shares on February 27, 2016; and 5,900 shares on February 27, 2017.
F3: The options for this grant vest in three annual installments: 5,966 shares on February 25, 2016; 5,966 shares on February 25, 2017; and 5,965 shares on February 25, 2018.
F4: The options for this grant vest in three annual installments: 11,289 shares on February 23, 2017; 11,289 shares on February 23, 2018; and 11,289 shares on February 23, 2019.