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QUAKER CHEMICAL CORP — Director's Dealing 2016
Nov 22, 2016
31579_dirs_2016-11-22_34e4d17c-cb54-4dce-a999-8318ba87f075.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUAKER CHEMICAL CORP (KWR)
CIK: 0000081362
Period of Report: 2016-11-18
Reporting Person: BENOLIEL D JEFFRY (VP - MW, Can and Mining)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-09 | Common Stock | G | 50 | $0.00 | Acquired | 10550 | Indirect |
| 2016-03-09 | Common Stock | G | 50 | $0.00 | Acquired | 10550 | Indirect |
| 2016-07-29 | Common Stock | G | 200 | $0.00 | Disposed | 23622 | Direct |
| 2016-08-08 | Common Stock | G | 110 | $0.00 | Disposed | 23512 | Direct |
| 2016-09-13 | Common Stock | G | 50 | $0.00 | Acquired | 10550 | Indirect |
| 2016-11-18 | Common Stock | G | 210 | $0.00 | Disposed | 23302 | Direct |
| 2016-11-18 | Common Stock | M | 2687 | $38.13 | Acquired | 25989 | Direct |
| 2016-11-18 | Common Stock | F | 1260 | $119.97 | Disposed | 24729 | Direct |
| 2016-11-18 | Common Stock | M | 2130 | $58.26 | Acquired | 26859 | Direct |
| 2016-11-18 | Common Stock | F | 1276 | $119.97 | Disposed | 25583 | Direct |
| 2016-11-18 | Common Stock | M | 737 | $73.47 | Acquired | 26320 | Direct |
| 2016-11-18 | Common Stock | F | 462 | $119.97 | Disposed | 25858 | Direct |
| 2016-11-18 | Common Stock | M | 745 | $87.30 | Acquired | 26603 | Direct |
| 2016-11-18 | Common Stock | F | 550 | $119.97 | Disposed | 26053 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-18 | Employee Stock Option (right to buy) | $38.13 | M | 2687 | Disposed | 2019-03-06 | Common Stock (2687) | Direct |
| 2016-11-18 | Employee Stock Option (right to buy) | $58.26 | M | 2130 | Disposed | 2020-03-05 | Common Stock (2130) | Direct |
| 2016-11-18 | Employee Stock Option (right to buy) | $73.47 | M | 737 | Disposed | 2021-02-27 | Common Stock (737) | Direct |
| 2016-11-18 | Employee Stock Option (right to buy) | $87.30 | M | 745 | Disposed | 2022-02-25 | Common Stock (745) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10000 | Indirect |
| Common Stock | 9732 | Indirect |
| Common Stock | 17020 | Indirect |
| Common Stock | 19630 | Indirect |
Footnotes
F1: Information based on reporting person's Plan Statement as of September 30, 2016.
F2: The options for this grant vested in three annual installments: 896 shares on March 6, 2013; 896 shares on March 6, 2014; and 895 shares on March 6, 2015.
F3: The options for this grant vested in three annual installments: 710 shares on March 5, 2014; 710 shares on March 5, 2015; and 710 shares on March 5, 2016.
F4: The options for this grant vest in three annual installments: 737 shares on February 27, 2015; 736 shares on February 27, 2016; and 736 shares on February 27, 2017.
F5: The options for this grant vest in three annual installments: 745 shares on February 25, 2016; 744 shares on February 25, 2017; and 744 shares on February 25, 2018.