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QUAKER CHEMICAL CORP — Director's Dealing 2016
Dec 7, 2016
31579_dirs_2016-12-07_6cc339ec-67ad-4454-add3-62e3143b7a4f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUAKER CHEMICAL CORP (KWR)
CIK: 0000081362
Period of Report: 2016-12-05
Reporting Person: Nieman Jan (VP/GL - Grease, FP, GS, Mktg.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-05 | Common Stock | M | 710 | $58.26 | Acquired | 15117 | Direct |
| 2016-12-05 | Common Stock | F | 439 | $130.52 | Disposed | 14678 | Direct |
| 2016-12-05 | Common Stock | M | 1473 | $73.47 | Acquired | 16151 | Direct |
| 2016-12-05 | Common Stock | F | 942 | $130.52 | Disposed | 15209 | Direct |
| 2016-12-05 | Common Stock | M | 745 | $87.30 | Acquired | 15954 | Direct |
| 2016-12-05 | Common Stock | F | 508 | $130.52 | Disposed | 15446 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-05 | Employee Stock Option (right to buy) | $58.26 | M | 710 | Disposed | 2020-03-05 | Common Stock (710) | Direct |
| 2016-12-05 | Employee Stock Option (right to buy) | $73.47 | M | 1473 | Disposed | 2021-02-27 | Common Stock (1473) | Direct |
| 2016-12-05 | Employee Stock Option (right to buy) | $87.30 | M | 745 | Disposed | 2022-02-25 | Common Stock (745) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 558 | Indirect |
Footnotes
F1: Information based on reporting person's Plan Statement as of September 30, 2016.
F2: The options for this grant vested in three annual installments: 710 shares on March 5, 2014; 710 shares on March 5, 2015; and 710 shares on March 5, 2016.
F3: The options for this grant vest in three annual installments: 737 shares on February 27, 2015; 736 shares on February 27, 2016; and 736 shares on February 27, 2017.
F4: The options for this grant vest in three annual installments: 745 shares on February 25, 2016; 744 shares on February 25, 2017; and 744 shares on February 25, 2018.