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QUAKER CHEMICAL CORP — Director's Dealing 2014
Nov 3, 2014
31579_dirs_2014-11-03_cd568874-0e67-4900-add8-6886121af336.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUAKER CHEMICAL CORP (KWR)
CIK: 0000081362
Period of Report: 2014-10-31
Reporting Person: BARRY MICHAEL F (Director, Chairman, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-31 | Common Stock | M | 5908 | $37.37 | Acquired | 146204 | Direct |
| 2014-10-31 | Common Stock | S | 5908 | $82.0632 | Disposed | 140296 | Direct |
| 2014-10-31 | Common Stock | M | 5352 | $38.13 | Acquired | 145648 | Direct |
| 2014-10-31 | Common Stock | S | 5352 | $82.0632 | Disposed | 140296 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-10-31 | Employee Stock Option (right to buy) | $37.37 | M | 5908 | Disposed | 2018-03-01 | Common Stock (5908) | Direct |
| 2014-10-31 | Employee Stock Option (right to buy) | $38.13 | M | 5352 | Disposed | 2019-03-06 | Common Stock (5352) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1367 | Indirect |
| Common Stock | 32226 | Indirect |
Footnotes
F1: The sale of shares reported for this transaction was effected pursuant to a Rule 10b5-1 Plan entered into by reporting person on March 10, 2014.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.00 to $82.41, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation ("Quaker"), any security holder of Quaker, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3: Information based on reporting person's Plan Statement dated September 30, 2014.
F4: The options for this grant vested in three annual installments: 5,909 shares on March 1, 2012; 5,909 shares on March 1, 2013; and 5,908 shares on March 1, 2014.
F5: The options for this grant vest in three annual installments: 5,352 shares on March 6, 2013; 5,352 shares on March 6, 2014; and 5,351 shares on March 6, 2015.