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QUAKER CHEMICAL CORP — Director's Dealing 2013
Mar 15, 2013
31579_dirs_2013-03-15_c987cd46-508c-4614-8a94-381153859453.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUAKER CHEMICAL CORP (KWR)
CIK: 0000081362
Period of Report: 2013-03-13
Reporting Person: Nieman Jan (VP & Managing Director - A/P)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-13 | Common Stock | M | 3788 | $18.82 | Acquired | 16515 | Direct |
| 2013-03-13 | Common Stock | S | 3788 | $60.0141 | Disposed | 12727 | Direct |
| 2013-03-13 | Common Stock | M | 998 | $37.37 | Acquired | 13725 | Direct |
| 2013-03-13 | Common Stock | S | 998 | $60.0141 | Disposed | 12727 | Direct |
| 2013-03-13 | Common Stock | M | 896 | $38.13 | Acquired | 13623 | Direct |
| 2013-03-13 | Common Stock | S | 896 | $60.0141 | Disposed | 12727 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-13 | Employee Stock Option (Right to Buy) | $18.82 | M | 3788 | Disposed | 2017-01-26 | Common Stock (3788) | Direct |
| 2013-03-13 | Employee Stock Option (Right to Buy) | $37.37 | M | 998 | Disposed | 2018-03-01 | Common Stock (998) | Direct |
| 2013-03-13 | Employee Stock Option (Right to Buy) | $38.13 | M | 896 | Disposed | 2019-03-06 | Common Stock (896) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.75 to $60.53, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation ("Quaker"), any security holder of Quaker, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2: The options under this grant vested in three annual installments: 3,788 options on January 26, 2011; 3,788 options on January 26, 2012; and 3,788 options on January 26, 2013.
F3: The options under this grant vest in three annual installments: 998 options on March 1, 2012; 998 options on March 1, 2013; and 997 options on March 1, 2014.
F4: The options under this grant vest in three annual installments: 896 options on March 6, 2013; 896 options on March 6, 2014; and 895 options on March 6, 2015.