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QUAKER CHEMICAL CORP — Director's Dealing 2012
Jun 21, 2012
31579_dirs_2012-06-21_79f36a69-ca1f-4f19-9fe6-df013181fc71.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUAKER CHEMICAL CORP (KWR)
CIK: 0000081362
Period of Report: 2012-06-19
Reporting Person: BARRY MICHAEL F (Director, Chairman, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-11 | Common Stock | G | 248 | $0.00 | Disposed | 135283 | Direct |
| 2012-06-19 | Common Stock | M | 2435 | $6.93 | Acquired | 137718 | Direct |
| 2012-06-19 | Common Stock | S | 2435 | $45.00 | Disposed | 135283 | Direct |
| 2012-06-19 | Common Stock | M | 4253 | $19.45 | Acquired | 139536 | Direct |
| 2012-06-19 | Common Stock | F | 1849 | $44.73 | Disposed | 137687 | Direct |
| 2012-06-19 | Common Stock | M | 1000 | $19.45 | Acquired | 138687 | Direct |
| 2012-06-19 | Common Stock | F | 663 | $44.73 | Disposed | 138024 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-06-19 | Employee Stock Option (right to buy) | $6.93 | M | 2435 | Disposed | 2016-02-25 | Common Stock (2435) | Direct |
| 2012-06-19 | Employee Stock Option (right to buy) | $19.45 | M | 4253 | Disposed | 2015-01-29 | Common Stock (4253) | Direct |
| 2012-06-19 | Employee Stock Option (right to buy) | $19.45 | M | 1000 | Disposed | 2015-01-29 | Common Stock (1000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 30559 | Indirect |
Footnotes
F1: The sale of shares reported for this transaction was effected pursuant to a Rule 10b5-1 Plan entered into by reporting person on May 21, 2012.
F2: Information based on Plan Statement dated March 31, 2012.
F3: The options for this grant vested in three annual installments: 25,220 shares on February 25, 2010; 25,219 shares on February 25, 2011; and 25,219 shares on February 25, 2012.
F4: The options for this grant vested in three annual installments: 4,253 shares on January 29, 2009; 4,254 shares on January 29, 2010; and 4,254 shares on January 29, 2011.