AI assistant
QUAKER CHEMICAL CORP — Director's Dealing 2012
Jul 3, 2012
31579_dirs_2012-07-03_9a5e9204-ed2e-479f-a5a9-5eeca64f5eeb.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QUAKER CHEMICAL CORP (KWR)
CIK: 0000081362
Period of Report: 2012-06-29
Reporting Person: BARRY MICHAEL F (Director, Chairman, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-06-29 | Common Stock | M | 15565 | $6.93 | Acquired | 153589 | Direct |
| 2012-06-29 | Common Stock | S | 15565 | $45.00 | Disposed | 138024 | Direct |
| 2012-06-29 | Common Stock | M | 7219 | $6.93 | Acquired | 145243 | Direct |
| 2012-06-29 | Common Stock | F | 3573 | $46.21 | Disposed | 141670 | Direct |
| 2012-06-29 | Common Stock | M | 3254 | $19.45 | Acquired | 144924 | Direct |
| 2012-06-29 | Common Stock | F | 2134 | $46.21 | Disposed | 142790 | Direct |
| 2012-06-29 | Common Stock | M | 5313 | $18.82 | Acquired | 148103 | Direct |
| 2012-06-29 | Common Stock | F | 2163 | $46.21 | Disposed | 145940 | Direct |
| 2012-06-29 | Common Stock | M | 27358 | $18.82 | Acquired | 173298 | Direct |
| 2012-06-29 | Common Stock | F | 17725 | $46.21 | Disposed | 155573 | Direct |
| 2012-07-01 | Common Stock | F | 1218 | $46.21 | Disposed | 154355 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-06-29 | Employee Stock Option (right to buy) | $6.93 | M | 15565 | Disposed | 2016-02-25 | Common Stock (15565) | Direct |
| 2012-06-29 | Employee Stock Option (right to buy) | $6.93 | M | 7219 | Disposed | 2016-02-25 | Common Stock (7219) | Direct |
| 2012-06-29 | Employee Stock Option (right to buy) | $19.45 | M | 3254 | Disposed | 2015-01-29 | Common Stock (3254) | Direct |
| 2012-06-29 | Employee Stock Option (right to buy) | $18.82 | M | 5313 | Disposed | 2017-01-26 | Common Stock (5313) | Direct |
| 2012-06-29 | Employee Stock Option (right to buy) | $18.82 | M | 27358 | Disposed | 2017-01-26 | Common Stock (27358) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 30559 | Indirect |
Footnotes
F1: The sale of shares reported for this transaction was effected pursuant to a Rule 10b5-1 Plan entered into by reporting person on May 21, 2012, which Plan has been completed with this transaction.
F2: Shares surrendered by reporting person to satisfy withholding tax obligation upon vesting of restricted stock granted on July 1, 2008 under the Company's Long-Term Performance Incentive Plan.
F3: The options for this grant vested in three annual installments: 25,220 shares on February 25, 2010; 25,219 shares on February 25, 2011; and 25,219 shares on February 25, 2012.
F4: The options for this grant vested in three annual installments: 4,253 shares on January 29, 2009; 4,254 shares on January 29, 2010; and 4,254 shares on January 29, 2011.
F5: The options for this grant vest in three annual installments: 16,336 shares on January 26, 2011; 16,335 shares on January 26, 2012; and 16,335 shares on January 26, 2013.