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QS Energy, Inc. Director's Dealing 2020

Mar 18, 2020

10545_dirs_2020-03-18_7e2bc630-a0bd-41e3-af90-ca0980e227d1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QS Energy, Inc. (QSEP)
CIK: 0001103795
Period of Report: 2020-01-08

Reporting Person: Bundros Thomas A. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-01-08 Common Stock D 60000 $0.05 Acquired 2755000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-01-08 Options $0.05 D 60000 Disposed 2027-01-01 Common Stock (60000) Direct

Footnotes

F1: Reporting Person is exercising stock options granted on 01/01/2017. These stock options were granted to Reporting Person as equity compensation under Issuer's Board Compensation Policy, approved by the Board on 6/19/2015. The options vested at the rate of 1/12 per month, commencing 1/1/2017, with full vesting on 12/31/2017.