QS Energy, Inc. — Director's Dealing 2017

Apr 6, 2017

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: QS Energy, Inc. (QSEP)
CIK: 0001103795
Period of Report: 2017-04-01

Reporting Person: Bunting Eric (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	41960	Direct
Common Stock	4100240	Direct
Common Stock	1562226	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Options to purchase Common Stock	$.07	2027-04-01	Common Stock (535714)		Direct

Footnotes

F1: Owned jointly with spouse, Rebecca L. Bunting.

F2: Held for Dr. Bunting's benefit in an Individual Retirement Account.

F3: The stock options reported under item 1 above were granted to Dr. Bunting is his capacity as a member of Issuer's Board, as equity compensation under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/9 per month, commencing 04/01/2017, with full vesting on 12/31/2017.