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QS Energy, Inc. — Director's Dealing 2017
Aug 3, 2017
10545_dirs_2017-08-03_957e9094-d6b2-4fb9-a64d-ac13e780f223.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QS Energy, Inc. (QSEP)
CIK: 0001103795
Period of Report: 2017-08-02
Reporting Person: Buchler Gary M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-02 | Common Stock | C | 93750 | $0.13 | Acquired | 93750 | Direct |
| 2017-08-02 | Common Stock | P | 181355 | $0.2085 | Acquired | 275105 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-02 | Options | $0.13 | C | 93750 | Disposed | 2027-05-09 | Common Stock (93750) | Direct |
Footnotes
F1: Reporting Person purchased common stock directly from Issuer in a private transaction on 08/02/2017. Common Stock sold pursuant to this transaction was sold at the price quoted in the OTCQB market for Issuer's common stock at the close of market on the date of the transaction.
F2: Reporting Person converted stock options granted upon his appointment to Issuer's Board on 05/09/2017, as equity compensation under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. As of 08/01/2017, a total of 93,750 of those stock options so issued had vested to Reporting Person.