QS Energy, Inc. — Director's Dealing 2017

Oct 2, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QS Energy, Inc. (QSEP)
CIK: 0001103795
Period of Report: 2017-09-29

Reporting Person: Bunting Eric (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-09-29	Common Stock	C	178002	$.07	Acquired	6610430	Direct
2017-09-29	Common Stock	P	125000	$.271	Acquired	6735430	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-09-29	Options	$.07	C	178002	Disposed	2027-04-01	Common Stock (178002)	Direct

Footnotes

F1: On 4/1/2017, the Company issued Reporting Person 535,714 options to purchase common stock as equity compensation under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. On 9/29/2017, Reporting Person converted 178,002 of those options that had vested.