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QS Energy, Inc. — Director's Dealing 2017
Oct 3, 2017
10545_dirs_2017-10-03_2ebb3795-42ec-4fec-89d1-ab4751b5f08c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QS Energy, Inc. (QSEP)
CIK: 0001103795
Period of Report: 2017-05-01
Reporting Person: Bunting Eric (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-01 | Common Stock | C | 1100000 | $.05 | Acquired | 7835430 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-01 | Convertible Note | $0.05 | C | 1100000 | Disposed | Common Stock (1100000) | Direct |
Footnotes
F1: Total Numbers of Securities and Derivative Securities Beneficially Owned are as of the date of this report, 10/2/2017, not the date of the transaction.
F2: Reporting Person converted Issuer's Convertible Note acquired on 4/18/2017. This conversion was executed by Reporting Person on 05/01/2017, but not previously reported.
F3: Reporting Person acquired Issuer's Convertible Note in the principal amount of $55,000, for a purchase price of $50,000.
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