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QS Energy, Inc. Director's Dealing 2016

Aug 8, 2016

10545_dirs_2016-08-08_92471722-c07c-475e-8d9e-ed1317e21ba1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: QS Energy, Inc. (QSEP)
CIK: 0001103795
Period of Report: 2016-08-05

Reporting Person: Dickson Don (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-08-05 Convertible Note $0.10 A 70000 Acquired Common Stock (770000) Direct
2016-08-05 Warrants $0.10 A 385000 Acquired 2017-08-04 Common Stock (385000) Direct

Footnotes

F1: Reporting Person acquired Issuer's Convertible Note in the principal amount of $77,000, for a purchase price of $70,000, convertible into 770,000 shares of common stock of Issuer.

F2: Not applicable.

F3: Reporting Person acquired Issuer's Warrants as part of Reporting Person's purchase of Issuer's Convertible Note reported above.