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QCR HOLDINGS INC — Director's Dealing 2021
Mar 3, 2021
32041_dirs_2021-03-03_2f6a1df4-ad46-4cd5-bfe4-da0307b67343.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: QCR HOLDINGS INC (QCRH)
CIK: 0000906465
Period of Report: 2021-03-01
Reporting Person: ANDERSON JOHN H (CEO QCBT)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-02 | Performance Shares | $33.23 | M | 1204 | Disposed | 2029-01-14 | Common Stock (1204) | Direct |
| 2021-03-01 | Performance Shares | $36.0 | M | 316 | Disposed | 2029-03-01 | Common Stock (316) | Direct |
| 2021-03-02 | Performance Shares | $40.0 | M | 704 | Disposed | 2024-03-02 | Common Stock (704) | Direct |
| 2021-03-01 | Performance Shares | $43.61 | A | 2635 | Acquired | 2025-03-01 | Common Stock (2635) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2636 | Direct |
| Common Stock | 36589.73 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $42.75 | 2027-03-09 | Common Stock (1389) | 1389 | Direct |
Footnotes
F1: These units convert into shares of common stock on a 1-for-1 basis and fifty percent (50%) of the award is subject to a performance threshold.
F2: These units vest in approximately equal installments on January 1 in each of calendar years 2020 through 2024.
F3: Represents a restricted stock unit grant. Each restricted stock unit represents a contingent right to receive one share of QCR Holdings, Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in four annual equal installments beginning on March 1, 2020. The settlement of such units are anticipated to be settled in cash.
F4: Represents a restricted stock unit grant. Each restricted stock unit represents a contingent right to receive one share of QCR Holdings, Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in four annual equal installments beginning on March 2, 2021. The settlement of such units are anticipated to be settled in cash.
F5: Represents a restricted stock unit grant. Each restricted stock unit represents a contingent right to receive one share of QCR Holdings, Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in four annual equal installments beginning on March 1, 2022. The settlement of such units are anticipated to be settled in cash.
F6: These options are exercisable in annual increments of 25% each, with the first 25% vesting on the first anniversary of the option grant.