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Q32 Bio Inc. — Director's Dealing 2020
Feb 5, 2020
34891_dirs_2020-02-05_07324d01-b18c-42a4-bfde-7de2b5bad817.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Homology Medicines, Inc. (FIXX)
CIK: 0001661998
Period of Report: 2020-02-03
Reporting Person: Smith W Bradford (CFO, Treasurer & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-03 | Common Stock | M | 12000 | $0.6316 | Acquired | 12000 | Direct |
| 2020-02-03 | Common Stock | S | 12000 | $16.1555 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-03 | Employee Stock Option | $0.64 | M | 12000 | Disposed | 2027-04-05 | Common Stock (12000) | Direct |
Footnotes
F1: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2018.
F2: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $16.0300 to $16.3400. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The option vested and became exercisable as to 25% of the total grant on the first anniversary of the vesting commencement date and vests in equal monthly installments over a three year period thereafter. The vesting commencement date for this option was April 3, 2017.