AI assistant
Q32 Bio Inc. — Director's Dealing 2020
Dec 17, 2020
34891_dirs_2020-12-16_e71d79ba-3e7e-4cd2-ba43-c625810dab9d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Homology Medicines, Inc. (FIXX)
CIK: 0001661998
Period of Report: 2020-12-14
Reporting Person: 5AM Ventures IV, L.P. (10% Owner)
Reporting Person: 5AM Co-Investors IV, L.P. (10% Owner)
Reporting Person: 5AM Partners IV, LLC (10% Owner)
Reporting Person: DIEKMAN JOHN D (10% Owner)
Reporting Person: ROCKLAGE SCOTT M (10% Owner)
Reporting Person: Schwab Andrew J. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-14 | Common Stock | S | 151138 | $13.0609 | Disposed | 5163346 | Indirect |
| 2020-12-14 | Common Stock | S | 328862 | $11.88 | Disposed | 4834484 | Indirect |
| 2020-12-14 | Common Stock | S | 6297 | $13.0609 | Disposed | 215138 | Indirect |
| 2020-12-14 | Common Stock | S | 13703 | $11.88 | Disposed | 201435 | Indirect |
Footnotes
F1: The shares are held by 5AM Ventures IV, L.P. ("Ventures IV"). 5AM Partners IV, LLC ("Partners IV") is the sole general partner of Ventures IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage, are the managing members of Partners IV, and have shared voting and investment power over the shares beneficially owned by Ventures IV. Each of Partners IV, Dr. Diekman, Mr. Schwab, and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or their pecuniary interest therein.
F2: The shares are held by 5AM Co-Investors IV, L.P. ("Co-Investors IV"). Partners IV is the sole general partner of Co-Investors IV. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage, are the managing members of Partners IV, and have shared voting and investment power over the shares beneficially owned by Co-Investors IV. Each of Partners IV, Dr. Diekman, Mr. Schwab, and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or their pecuniary interest therein.