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Q2 Holdings, Inc. — Director's Dealing 2014
Mar 27, 2014
31084_dirs_2014-03-27_00cf5bed-990b-4921-bb0e-934cd7968bfb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Q2 Holdings, Inc. (QTWO)
CIK: 0001410384
Period of Report: 2014-03-25
Reporting Person: ADAMS STREET PARTNERS LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-25 | Common Stock | C | 3038895 | — | Acquired | 3076278 | Indirect |
| 2014-03-25 | Common Stock | C | 3431749 | — | Acquired | 3473966 | Indirect |
| 2014-03-25 | Common Stock | C | 832531 | — | Acquired | 1163877 | Indirect |
| 2014-03-25 | Common Stock | C | 728730 | — | Acquired | 1006672 | Indirect |
| 2014-03-25 | Common Stock | C | 413958 | — | Acquired | 571845 | Indirect |
| 2014-03-25 | Common Stock | C | 332574 | — | Acquired | 459420 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-25 | Junior Preferred Stock | $ | C | 25673 | Disposed | Common Stock (25673) | Indirect | |
| 2014-03-25 | Junior Preferred Stock | $ | C | 22206 | Disposed | Common Stock (22206) | Indirect | |
| 2014-03-25 | Junior Preferred Stock | $ | C | 12614 | Disposed | Common Stock (12614) | Indirect | |
| 2014-03-25 | Junior Preferred Stock | $ | C | 10134 | Disposed | Common Stock (10134) | Indirect | |
| 2014-03-25 | Series A Preferred Stock | $ | C | 2780677 | Disposed | Common Stock (2780677) | Indirect | |
| 2014-03-25 | Series A Preferred Stock | $ | C | 3140150 | Disposed | Common Stock (3140150) | Indirect | |
| 2014-03-25 | Series A Preferred Stock | $ | C | 225496 | Disposed | Common Stock (225496) | Indirect | |
| 2014-03-25 | Series A Preferred Stock | $ | C | 195037 | Disposed | Common Stock (195037) | Indirect | |
| 2014-03-25 | Series A Preferred Stock | $ | C | 110792 | Disposed | Common Stock (110792) | Indirect | |
| 2014-03-25 | Series A Preferred Stock | $ | C | 89010 | Disposed | Common Stock (89010) | Indirect | |
| 2014-03-25 | Series B Preferred Stock | $ | C | 231030 | Disposed | Common Stock (231030) | Indirect | |
| 2014-03-25 | Series B Preferred Stock | $ | C | 260896 | Disposed | Common Stock (260896) | Indirect | |
| 2014-03-25 | Series B Preferred Stock | $ | C | 423012 | Disposed | Common Stock (423012) | Indirect | |
| 2014-03-25 | Series B Preferred Stock | $ | C | 365876 | Disposed | Common Stock (365876) | Indirect | |
| 2014-03-25 | Series B Preferred Stock | $ | C | 207837 | Disposed | Common Stock (207837) | Indirect | |
| 2014-03-25 | Series B Preferred Stock | $ | C | 166977 | Disposed | Common Stock (166977) | Indirect | |
| 2014-03-25 | Series C Preferred Stock | $ | C | 27188 | Disposed | Common Stock (27188) | Indirect | |
| 2014-03-25 | Series C Preferred Stock | $ | C | 30703 | Disposed | Common Stock (30703) | Indirect | |
| 2014-03-25 | Series C Preferred Stock | $ | C | 168350 | Disposed | Common Stock (168350) | Indirect | |
| 2014-03-25 | Series C Preferred Stock | $ | C | 145611 | Disposed | Common Stock (145611) | Indirect | |
| 2014-03-25 | Series C Preferred Stock | $ | C | 82715 | Disposed | Common Stock (82715) | Indirect | |
| 2014-03-25 | Series C Preferred Stock | $ | C | 66453 | Disposed | Common Stock (66453) | Indirect |
Footnotes
F1: The Junior Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, and Series C Preferred Stock (collectively, the "Preferred Stock"), respectively, was converted into Common Stock on a one-for-one basis and has no expiration date.
F2: The reported securities are owned directly by Adams Street 2006 Direct Fund, L.P. ("AS 2006") and indirectly by Adams Street Partners, LLC, as the managing member of the general partner of AS 2006. The securities owned by AS 2006 (the "Shares") may be deemed to be beneficially owned by Adams Street Partners, LLC. David Brett, Jeffrey T. Diehl, Elisha P. Gould, Michael S. Lynn, Robin Murray, Sachin Tulyani, Craig D. Waslin, and David S. Welsh, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the Shares. Adams Street Partners, LLC and David Brett, Jeffrey T. Diehl, Elisha P. Gould, Michael S. Lynn, Robin Murray, Sachin Tulyani, Craig D. Waslin, and David S. Welsh disclaim beneficial ownership of the Shares except to the extent of their pecuniary interest therein.
F3: The reported securities are owned directly by Adams Street 2007 Direct Fund, L.P. ("AS 2007") and indirectly by Adams Street Partners, LLC, as the managing member of the general partner of AS 2007. The securities owned by AS 2007 (the "Shares") may be deemed to be beneficially owned by Adams Street Partners, LLC. David Brett, Jeffrey T. Diehl, Elisha P. Gould, Michael S. Lynn, Robin Murray, Sachin Tulyani, Craig D. Waslin, and David S. Welsh, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the Shares. Adams Street Partners, LLC and David Brett, Jeffrey T. Diehl, Elisha P. Gould, Michael S. Lynn, Robin Murray, Sachin Tulyani, Craig D. Waslin, and David S. Welsh disclaim beneficial ownership of the Shares except to the extent of their pecuniary interest therein.
F4: The reported securities are owned directly by Adams Street 2008 Direct Fund, L.P. ("AS 2008") and indirectly by Adams Street Partners, LLC, as the managing member of the general partner of AS 2008. The securities owned by AS 2008 (the "Shares") may be deemed to be beneficially owned by Adams Street Partners, LLC. David Brett, Jeffrey T. Diehl, Elisha P. Gould, Michael S. Lynn, Robin Murray, Sachin Tulyani, Craig D. Waslin, and David S. Welsh, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the Shares. Adams Street Partners, LLC and David Brett, Jeffrey T. Diehl, Elisha P. Gould, Michael S. Lynn, Robin Murray, Sachin Tulyani, Craig D. Waslin, and David S. Welsh disclaim beneficial ownership of the Shares except to the extent of their pecuniary interest therein.
F5: The reported securities are owned directly by Adams Street 2009 Direct Fund, L.P. ("AS 2009") and indirectly by Adams Street Partners, LLC, as the managing member of the general partner of AS 2009. The securities owned by AS 2009 (the "Shares") may be deemed to be beneficially owned by Adams Street Partners, LLC. David Brett, Jeffrey T. Diehl, Elisha P. Gould, Michael S. Lynn, Robin Murray, Sachin Tulyani, Craig D. Waslin, and David S. Welsh, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the Shares. Adams Street Partners, LLC and David Brett, Jeffrey T. Diehl, Elisha P. Gould, Michael S. Lynn, Robin Murray, Sachin Tulyani, Craig D. Waslin, and David S. Welsh disclaim beneficial ownership of the Shares except to the extent of their pecuniary interest therein.
F6: The reported securities are owned directly by Adams Street 2010 Direct Fund, L.P. ("AS 2010") and indirectly by Adams Street Partners, LLC, as the managing member of the general partner of AS 2010. The securities owned by AS 2010 (the "Shares") may be deemed to be beneficially owned by Adams Street Partners, LLC. David Brett, Jeffrey T. Diehl, Elisha P. Gould, Michael S. Lynn, Robin Murray, Sachin Tulyani, Craig D. Waslin, and David S. Welsh, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the Shares. Adams Street Partners, LLC and David Brett, Jeffrey T. Diehl, Elisha P. Gould, Michael S. Lynn, Robin Murray, Sachin Tulyani, Craig D. Waslin, and David S. Welsh disclaim beneficial ownership of the Shares except to the extent of their pecuniary interest therein.
F7: The reported securities are owned directly by Adams Street 2011 Direct Fund LP ("AS 2011") and indirectly by Adams Street Partners, LLC, as the managing member of the general partner of AS 2011's general partner. The securities owned by AS 2011 (the "Shares") may be deemed to be beneficially owned by Adams Street Partners, LLC. David Brett, Jeffrey T. Diehl, Elisha P. Gould, Michael S. Lynn, Robin Murray, Sachin Tulyani, Craig D. Waslin, and David S. Welsh, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the Shares. Adams Street Partners, LLC and David Brett, Jeffrey T. Diehl, Elisha P. Gould, Michael S. Lynn, Robin Murray, Sachin Tulyani, Craig D. Waslin, and David S. Welsh disclaim beneficial ownership of the Shares except to the extent of their pecuniary interest therein.