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Pyxis Oncology, Inc. Director's Dealing 2021

Oct 13, 2021

33976_dirs_2021-10-12_1a789800-7f07-4665-a7f3-baade294263c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Pyxis Oncology, Inc. (PYXS)
CIK: 0001782223
Period of Report: 2021-10-07

Reporting Person: Feingold Jay (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-10-07 Common Stock A 43750 Acquired 43750 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-10-07 Stock Option (Right to buy) $16 A 436929 Acquired 2031-10-07 Common Stock (436929) Direct

Footnotes

F1: Represents shares of restricted stock that vest 25% of the first anniversary of September 13, 2021, and then in 36 substantially-equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting date.

F2: These stock options vest 25% on the first anniversary of September 13, 2021, and then in 36 substantially-equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting date.