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PVH CORP. /DE/ — Director's Dealing 2013
Jun 18, 2013
31157_dirs_2013-06-17_1de7871a-138e-4887-839e-76db4a48deae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PVH CORP. /DE/ (PVH)
CIK: 0000078239
Period of Report: 2013-06-14
Reporting Person: DUANE FRANCIS K (CEO, Wholesale Apparel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-14 | Common Stock, $1 par value | M | 10000 | $26.11 | Acquired | 45323 | Direct |
| 2013-06-14 | Common Stock, $1 par value | M | 16875 | $60.08 | Acquired | 62198 | Direct |
| 2013-06-14 | Common Stock, $1 par value | S | 5000 | $121.1728 | Disposed | 57198 | Direct |
| 2013-06-14 | Common Stock, $1 par value | S | 21875 | $121.9752 | Disposed | 35323 | Direct |
| 2013-06-14 | Common Stock, $1 par value | S | 9000 | $121.60 | Disposed | 26323 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-14 | Option (Right to Buy) | $26.11 | M | 10000 | Disposed | 2019-04-16 | Common Stock, $1 par value (10000) | Direct |
| 2013-06-14 | Option (Right to Buy) | $60.08 | M | 16875 | Disposed | 2020-04-06 | Common Stock, $1 par value (16875) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $1 par value | 685.683 | Indirect |
Footnotes
F1: Includes 20,509 shares of Common Stock subject to awards of restricted stock units.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.50 to $121.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.50 to $122.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: All options exercisable for shares of Issuer's Common Stock, $1 par value.
F5: This was part of a grant of 40,000 options. Options to acquire 10,000 shares became exercisable on each of 4/16/10, 4/16/11 and 4/16/12 and 4/16/13.
F6: This was part of a grant of 22,500 options. Options to acquire 5,625 shares became exercisable on each of 4/6/11, 4/6/12 and 4/6/13 and options to acquire a further 5,625 become exercisable on 4/6/14.