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Putian Communication Group Limited — Share Issue/Capital Change 2017
Oct 27, 2017
50116_rns_2017-10-26_7e1bff0f-5ab6-47f1-acb6-6194f593c698.pdf
Share Issue/Capital Change
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Please use this Application Form if you want the Hong Kong Offer Shares to be issued in your name , 如 閣下欲以本身名義登記將獲發行的香港發售股份 請使用本申請表格
This Application Form uses the same terms as defined in the prospectus of Putian Communication Group Limited (the Staple your “ Company ”) dated October 27, 2017 (the “ Prospectus ”). 本申請表格使用普天通信集團有限公司(「 本公司 」)於2017 payment 年 10 月 27 日刊發的招股章程(「 招股章程 」)所界定的詞語。 here Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong Kong Offer Shares in any jurisdiction outside Hong Kong. The Hong Kong Offer Shares may not be offered or sold in the United States 請將股款 without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概不構成在 緊釘在此 香港以外司法權區要約出售或游說要約購買香港發售股份。若無根據美國《證券法》登記或豁免登記,香 港發售股份不得在美國提呈發售或出售。
This Application Form and the Prospectus may not be forwarded, distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送、 派發或複製(不論方式,也不論全部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the section headed “Documents Delivered to the Registrar of Companies and Available for Inspection” in Appendix VI to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by section 342C of Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock Exchange ”), Hong Kong Securities Clearing Company Limited (the “ HKSCC ”), the Securities and Futures Commission of Hong Kong (the “ SFC ”) and the Registrar of Companies in Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄六「送呈公司註冊處處長及備查文 件」一節所述其他文件已根據香港法例第 32 章《公司(清盤及雜項條文)條例》第 342C 條規定送呈香港公司 註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公司(「 聯交所 」)、香港中央結算有 限公司(「 香港結算 」)、香港證券及期貨事務監察委員會(「 證監會 」)及香港公司註冊處處長對此等文件的 內容概不負責。 Putian Communication Group Limited 普天通信集團有限公司 (incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) Stock code : 1720 股份代號: 1720 Maximum Offer Price : HK$0.95 per Offer Share plus brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund on final pricing) 最高發售價:每股發售股份 0.95 港元,另加 1% 經紀佣金、0.0027% 證 監會交易徵費及 0.005% 聯交所交易費(須於申請時 按港元繳足,可根據最終定價予以退還) You should read this Application Form in conjunction with the Prospectus, which contains further information on the , 一 。 application procedures. 招股章程尚有其他關於申請程序的其他資料 本申請表格應與招股章程 併閱讀 Application Form 申請表格 To: Putian Communication Group Limited 致:普天通信集團有限公司 Sole Sponsor 獨家保薦人 Sole Global Coordinator 獨家全球協調人 Joint Lead Managers 聯席牽頭經辦人 Joint Bookrunners 聯席賬簿管理人 Hong Kong Underwriters 香港承銷商 Applicants’ declaration 申請人聲明
本人╱吾等同意本申請表格及招股章程的條款 及條件以及申請程序。見本申請表格「丙 . 填交 本申請表格的效用」一節。
I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the section headed “C. Effect of completing and submitting this Application Form” of this Application Form.
一 警告:任何人士只限作出 次為其利益而進行 。 的認購申請 請參閱本申請表格「丙 . 填交本申 請表格的效用」一節最後四點。
Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets in the section headed “C. Effect of completing and submitting this Application Form” of this Application Form.
Please use this Application Form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將 獲 發行的香港發售股 份,請 使用 本申請表格
Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):
| ng Kong Offer Shares to be issued in your name 香港發售股份,請使用本申請表格 |
ng Kong Offer Shares to be issued in your name 香港發售股份,請使用本申請表格 |
ng Kong Offer Shares to be issued in your name 香港發售股份,請使用本申請表格 |
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| For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 |
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| For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 |
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| Broker No. 經紀號碼 | Broker’s Chop 經紀印章 | |
................................................................................... Date: 日期: ................... /.................. / .................... D 日 M 月 Y 年
Number of Hong Kong Offer Shares applied for (not more than 13,748,000 Shares) 申請香港發售股份數 目(不超過 13,748,000 股股份)
Cheque/banker’s cashier order number 支票╱銀行 本票號碼
Name of bank on which cheque/Banker’s cashier order Total amount 總額 is drawn (see “How to make your application” section) 兌現支票╱銀行本票的銀行名稱(見「申請手續」一節) HK$ 港元 Name in English 英文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護照號碼╱香港 商業登記號碼 (請刪除不適用者) Names of all other joint applicants in English (if any) Hong Kong Identity Card No./Passport No./Hong 所有其他聯名申請人的英文姓名╱名稱(如有) Kong Business Registration No. of all other joint applicants (Please delete as appropriate) 所有其他 1) 聯名申請人的香港身份證號碼╱護照號碼╱香港 商業登記號碼 (請刪除不適用者) 2) 1) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only) 香港地址(以英文填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交:代名人若不填寫本節, 是項認購申請將視作為 閣下利益提出。請填寫每名 (聯名)實益擁有人的賬戶號碼或識別編碼。
ADDRESS LABEL 地址標貼(Your name(s) and address in Hong Kong in BLOCK letters 請用英文 正 楷填寫姓名╱名稱及香港地 址)
For Internal use 此欄供內部使用
Please use this Application Form if you want the Hong Kong Offer Shares to be issued in your name , 如 閣下欲以本身名義登記將獲發行的香港發售股份 請使用本申請表格
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(1) An individual must provide his Hong Kong Identity Card number or, if he does not hold a Hong Kong Identity Card, his passport number. A body corporate must provide its Hong Kong Business Registration number. Each joint applicant must provide its or his relevant number. The Hong Kong Identity Card number(s)/passport number(s)/Hong Kong Business Registration number(s) will be transferred to a third party for checking the Application Form’s validity. 個別人士須填寫其香港身份證號碼或(如非香 港身份證持有人)護照號碼。法人團體須填寫其香港商業登記號碼。每名聯名申請人均須提 供其相關號碼。該等香港身份證號碼╱護照號碼╱香港商業登記號碼將轉交第三方以核實 申請表格的有效性。
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(2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the firstnamed applicant may be printed on your refund cheque (if any). Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 日後如 需退回申請股款,退款支票上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港 身份證號碼╱護照號碼的一部分。銀行兌現退款支票前或會要求查證 閣下的香港身份證 號碼╱護照號碼。
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(3) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而: • 該公司主要從事證券買賣業務;及 • 閣下對該公司可行使法定控制權, 是項申請將視作為 閣下的利益提出。
Please use this Application Form if you want the Hong Kong Offer Shares to be issued in your name
How to make your application
- Use the table below to calculate how much you must pay. Your application must be for a minimum of 4,000 Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
| Putian Communication Group Limited (HK$0.95 per Offer Share) NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS |
Putian Communication Group Limited (HK$0.95 per Offer Share) NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS |
Putian Communication Group Limited (HK$0.95 per Offer Share) NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS |
Putian Communication Group Limited (HK$0.95 per Offer Share) NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS |
Putian Communication Group Limited (HK$0.95 per Offer Share) NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS |
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| No. of Hong Kong Offer Shares applied for Amount payable on application |
No. of Hong Kong Offer Shares applied for |
Amount payable on application |
No. of Hong Kong Offer Shares applied for |
Amount payable on application |
| HK$ 4,000 3,838.29 8,000 7,676.59 12,000 11,514.88 16,000 15,353.17 20,000 19,191.46 24,000 23,029.76 28,000 26,868.05 32,000 30,706.34 36,000 34,544.63 40,000 38,382.93 60,000 57,574.39 |
80,000 100,000 200,000 300,000 400,000 500,000 600,000 700,000 800,000 900,000 1,000,000 |
HK$ 76,765.85 95,957.32 191,914.63 287,871.95 383,829.26 479,786.58 575,743.89 671,701.21 767,658.52 863,615.84 959,573.15 |
版 HK$ 2,000,000 1,919,146.30 3,000,000 2,878,719.45 4,000,000 3,838,292.60 5,000,000 4,797,865.75 6,000,000 5,757,438.90 7,000,000 6,717,012.05 8,000,000 7,676,585.20 9,000,000 8,636,158.35 10,000,000 9,595,731.50 12,000,000 11,514,877.80 13,748,000 13,192,211.67 Maximum number of Hong Kong Offer Shares you may apply for. |
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| ple 2. Complete this Application Form in English and sign it. Only written signatures will be accepted (and not by way of personal chop). 3. Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements: |
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| The cheque must: | Banker’s cashier order must: | |||
| a • be in Hong Kong dollars; • not be post-dated; • be made payable to “BANK OF CHINA (HONG KONG) NOMINEES LIMITED – PUTIAN COMMUNICATION PUBLIC OFFER”; • be crossed “Account Payee Only”; |
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| S • be drawn on your Hong Kong dollar bank account in Hong Kong; and • show your account name, which must either be pre-printed on the cheque, or be endorsed on the back by a person authorised by the bank. This account name must correspond with your name. If it is a joint application, the account name must be the same as the first-named applicant’s name. |
• be issued by a licensed bank in Hong Kong, and have your name certified on the back by a person authorised by the bank. The name on the banker’s cashier order must correspond with your name. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the first-named applicant’s name. |
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Complete this Application Form in English and sign it. Only written signatures will be accepted (and not by way of personal chop).
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Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:
The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “ BANK OF CHINA (HONG KONG) NOMINEES LIMITED – PUTIAN COMMUNICATION PUBLIC OFFER ”;
• be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank account • be issued by a licensed bank in Hong Kong, and in Hong Kong; and have your name certified on the back by a person
• show your account name, which must either be authorised by the bank. The name on the banker’s pre-printed on the cheque, or be endorsed on the cashier order must correspond with your name. If back by a person authorised by the bank. This it is a joint application, the name on the back of account name must correspond with your name. If the banker’s cashier order must be the same as the it is a joint application, the account name must be first-named applicant’s name. the same as the first-named applicant’s name.
Please use this Application Form if you want the Hong Kong Offer Shares to be issued in your name
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Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of:
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Your Application Form can be lodged at these times:
Bank of China (Hong Kong) Limited District Branch Name Address Hong Kong Island Johnston Road Branch 152-158 Johnston Road Wan Chai Kowloon Jordan Road Branch 1/F, Sino Cheer Plaza 23-29 Jordan Road Chuk Yuen Estate Branch Shop S1, Chuk Yuen Shopping Centre Chuk Yuen South Estate Telford Plaza Branch Shop Unit, P2-P7, Telford Plaza No. 33 Wai Yip Street Kowloon Bay Hoi Yuen Road Branch 55 Hoi Yuen Road Kwun Tong New Territories Tuen Mun Town Plaza Branch Shop 2, Tuen Mun Town Plaza Phase II Tuen Mun 5. Your Application Form can be lodged at these times: – Friday, October 27, 2017 9:00 a.m. to 5:00 p.m. – Monday, October 30, 2017 9:00 a.m. to 5:00 p.m. – Tuesday, October 31, 2017 9:00 a.m. to 5:00 p.m. Wednesday, November 1, 2017 – 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Wednesday, November 1, 2017. The application lists will be open between 11:45 a.m. to 12:00 noon on that day, subject only to the weather conditions, as described in the section headed “How to apply for Hong Kong Offer Share – 10. Effect of bad weather on the opening of the application lists” in the Prospectus.
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本申請表格
申請手續
- 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為 4,000 股香港發售股份,並 為下表所列的其中一個數目,否則恕不受理。
| 普天通信集團有限公司(每股發售股份0.95港元) 可供申請認購的香港發售股份數目及應繳款項 |
普天通信集團有限公司(每股發售股份0.95港元) 可供申請認購的香港發售股份數目及應繳款項 |
普天通信集團有限公司(每股發售股份0.95港元) 可供申請認購的香港發售股份數目及應繳款項 |
普天通信集團有限公司(每股發售股份0.95港元) 可供申請認購的香港發售股份數目及應繳款項 |
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| 申請認購的 香港發售股份數目 申請時應繳款項 |
申請認購的 香港發售股份數目 |
申請時應繳款項 | 申請認購的 香港發售股份數目 |
申請時應繳款項 |
| 港元 4,000 3,838.29 8,000 7,676.59 12,000 11,514.88 16,000 15,353.17 20,000 19,191.46 24,000 23,029.76 28,000 26,868.05 32,000 30,706.34 36,000 34,544.63 40,000 38,382.93 60,000 57,574.39 |
80,000 100,000 200,000 300,000 400,000 500,000 600,000 700,000 800,000 900,000 1,000,000 |
港元 76,765.85 95,957.32 191,914.63 287,871.95 383,829.26 479,786.58 575,743.89 671,701.21 767,658.52 863,615.84 959,573.15 |
版 港元 2,000,000 1,919,146.30 3,000,000 2,878,719.45 4,000,000 3,838,292.60 5,000,000 4,797,865.75 6,000,000 5,757,438.90 7,000,000 6,717,012.05 8,000,000 7,676,585.20 9,000,000 8,636,158.35 10,000,000 9,595,731.50 12,000,000 11,514,877.80 13,748,000 13,192,211.67 閣下可申請認購的香港發售股份最高數目。 |
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| ple 2. 以英文填妥及簽署本申請表格。只接納親筆簽名(不得以個人印章代替)。 3. 閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請須附一張獨立開出支票或一 張獨立開出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲 接納: |
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| 支票必須: | 銀行本票必須: | |||
| m •為港元; •不得為期票; •註明抬頭人為「中國銀行(香港)代理人有限公司-普天通信公開發售」; • 劃線註明「只准入抬頭人賬戶」; |
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| Sa •從 閣下在香港的港元銀行賬戶中開出;及 •顯示 閣下的賬戶名稱,而該賬戶名稱必 須已預印在支票上,或由有關銀行授權的 人士在支票背書。賬戶名稱必須與 閣下姓 名╱名稱相同。如屬聯名申請,賬戶名稱必 須與排名首位申請人的姓名╱名稱相同。 |
•須由香港持牌銀行開出,並由有關銀行授 權的人士在銀行本票背面簽署核證 閣下 姓名╱名稱。銀行本票所示姓名╱名稱須 與 閣下姓名╱名稱相同。如屬聯名申請, 銀行本票背面所示姓名╱名稱必須與排名首 位申請人的姓名╱名稱相同。 |
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本申請表格
- 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入下列任何一 家分行特設的收集箱: 中國銀行(香港)有限公司 地區 分行名稱 地址 香港島 莊士敦道分行 灣仔莊士敦道 152-158 號 九龍 佐敦道分行 佐敦道 23-29 號新寶廣場一樓 竹園邨分行 竹園南邨竹園中心商場 S1 號 德福廣場分行 九龍灣偉業街 33 號 德福廣場 P2-P7 號舖 開源道分行 觀塘開源道 55 號 新界 屯門市廣場分行 屯門市廣場第二期商場 2 號 5. 閣下可於下列時間遞交申請表格: 2017 年 10 月 27 日(星期五)-上午九時正至下午五時正 2017 年 10 月 30 日(星期一)-上午九時正至下午五時正 2017 年 10 月 31 日(星期二)-上午九時正至下午五時正 2017 年 11 月 1 日(星期三)-上午九時正至中午十二時正 6. 截止遞交申請的時間為 2017 年 11 月 1 日(星期三)中午十二時正。本公司將於當日上午十一時 四十五分至中午十二時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣 情況(詳見招股章程「如何申請香港發售股份-10. 惡劣天氣對辦理申請登記的影響」一節)。
Please use this Application Form if you want the Hong Kong Offer Shares to be issued in your name
Putian Communication Group Limited 普天通信集團有限公司
(incorporated in the Cayman Islands with limited liability)
SHARE OFFER
Conditions of your application
• confirm that you have received and read the Prospectus 1. You and any person(s) for whose benefit you are applying and have only relied on the information and representations must be 18 years of age or older and must have a Hong Kong contained in the Prospectus in making your application and will not rely on any other information or representations except 2. If you are a firm, the application must be in the individual those in any supplement to the Prospectus; • confirm that you are aware of the restrictions on the Share 3. The number of joint applicants may not exceed 4. Offer; 4. If you are a body corporate, the application must be signed by • agree that none of the Company, the Sole Sponsor, the Sole a duly authorised officer, who must state his representative Global Coordinator, the Joint Bookrunners, the Joint Lead capacity, and stamped with your corporation’s chop. Managers, the Hong Kong Underwriters, their respective 5. You must be outside the United States, not be a United States directors, officers, employees, partners, agents, advisers and any Person (as defined in Regulation S under the U.S. Securities other parties involved in the Share Offer is or will be liable for Act) and not be a legal or natural person of the PRC. any information and representations not in the Prospectus (and 6. Unless permitted by the Listing Rules, you cannot apply for any supplement to it); any Hong Kong Offer Shares if you are: • undertake and confirm that you or the person(s) for whose benefit an existing beneficial owner of our Shares and/or shares of you have made the application have not applied for or taken up, any of its subsidiaries; or indicated an interest for, and will not apply for or take up, or indicate an interest for, any Offer Shares under the Placing nor a connected person of the Company or will become a participated in the Placing; connected person of the Company immediately upon • agree to disclose to the Company, the Hong Kong Branch completion of the Share Offer; Share Registrar, the receiving bank, the Sole Sponsor, the Sole an associate of any of the above; or Global Coordinator, the Joint Bookrunners, the Joint Lead have been allocated or have applied for or indicated an Managers, the Hong Kong Underwriters and/or their respective interest in any Placing Shares under the Placing. advisers and agents any personal data which they may require about you and the person(s) for whose benefit you have made the application; You, as a nominee, may make more than one application for the • if the laws of any place outside Hong Kong apply to your application, agree and warrant that you have complied with electronic application to HKSCC via Central Clearing and Settlement System all such laws and none of the Company, the Sole Sponsor, ”) (if you are a CCASS Participant); or (ii) using a WHITE the Sole Global Coordinator, the Joint Bookrunners, the Joint Application Form, and lodge more than one application Lead Managers, the Hong Kong Underwriters or any of their in your own name on behalf of different beneficial owners. respective directors, officers, employees, partners, agents, advisers and any other parties involved in the Share Offer will breach any law outside Hong Kong as a result of the acceptance C. Effect of completing and submitting this Application Form of your offer to purchase, or any action arising from your rights By completing and submitting this Application Form, you (and and obligations under the terms and conditions contained in the if you are joint applicants, each of you jointly and severally) for Prospectus and this Application Form; yourself or as an agent or a nominee on behalf of each person for • agree that once your application has been accepted, you may not rescind it because of an innocent misrepresentation; undertake to execute all relevant documents and instruct and • agree that your application will be governed by the laws of authorise the Company and/or the Sole Global Coordinator
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confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;
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• confirm that you are aware of the restrictions on the Share Offer;
A. Who can apply
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You and any person(s) for whose benefit you are applying must be 18 years of age or older and must have a Hong Kong address.
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If you are a firm, the application must be in the individual members’ names.
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The number of joint applicants may not exceed 4.
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If you are a body corporate, the application must be signed by • agree that none of the Company, the Sole Sponsor, the Sole a duly authorised officer, who must state his representative Global Coordinator, the Joint Bookrunners, the Joint Lead capacity, and stamped with your corporation’s chop. Managers, the Hong Kong Underwriters, their respective
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You must be outside the United States, not be a United States directors, officers, employees, partners, agents, advisers and any Person (as defined in Regulation S under the U.S. Securities other parties involved in the Share Offer is or will be liable for Act) and not be a legal or natural person of the PRC. any information and representations not in the Prospectus (and
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Unless permitted by the Listing Rules, you cannot apply for any supplement to it); any Hong Kong Offer Shares if you are: • undertake and confirm that you or the person(s) for whose benefit • an existing beneficial owner of our Shares and/or shares of you have made the application have not applied for or taken up, any of its subsidiaries; or indicated an interest for, and will not apply for or take up, or
• a Director; indicate an interest for, any Offer Shares under the Placing nor • a connected person of the Company or will become a participated in the Placing; connected person of the Company immediately upon • agree to disclose to the Company, the Hong Kong Branch completion of the Share Offer; Share Registrar, the receiving bank, the Sole Sponsor, the Sole
• an associate of any of the above; or Global Coordinator, the Joint Bookrunners, the Joint Lead • have been allocated or have applied for or indicated an Managers, the Hong Kong Underwriters and/or their respective interest in any Placing Shares under the Placing. advisers and agents any personal data which they may require about you and the person(s) for whose benefit you have made the application;
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If you are a body corporate, the application must be signed by a duly authorised officer, who must state his representative capacity, and stamped with your corporation’s chop.
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You must be outside the United States, not be a United States Person (as defined in Regulation S under the U.S. Securities Act) and not be a legal or natural person of the PRC.
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Unless permitted by the Listing Rules, you cannot apply for any Hong Kong Offer Shares if you are:
B. If you are a nominee
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if the laws of any place outside Hong Kong apply to your application, agree and warrant that you have complied with all such laws and none of the Company, the Sole Sponsor, the Sole Global Coordinator, the Joint Bookrunners, the Joint Lead Managers, the Hong Kong Underwriters or any of their respective directors, officers, employees, partners, agents, advisers and any other parties involved in the Share Offer will breach any law outside Hong Kong as a result of the acceptance of your offer to purchase, or any action arising from your rights and obligations under the terms and conditions contained in the Prospectus and this Application Form;
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You, as a nominee, may make more than one application for the Hong Kong Offer Shares by: (i) giving electronic application instructions to HKSCC via Central Clearing and Settlement System (“ CCASS ”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge more than one application in your own name on behalf of different beneficial owners.
C. Effect of completing and submitting this Application Form
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By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as an agent or a nominee on behalf of each person for whom you act:
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agree that once your application has been accepted, you may not rescind it because of an innocent misrepresentation;
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undertake to execute all relevant documents and instruct and authorise the Company and/or the Sole Global Coordinator (or their agents or nominees), as agents of the Company, to execute any documents for you and to do on your behalf all things necessary to register any Hong Kong Offer Shares allocated to you in your name as required by the Articles of Association;
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agree that your application will be governed by the laws of Hong Kong;
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represent, warrant and undertake that (i) you understand that the Hong Kong Offer Shares have not been and will not be registered under the U.S. Securities Act; and (ii) you and any person for whose benefit you are applying for the Hong Kong Offer Shares are outside the United States (as defined in Regulation S) or are a person described in paragraph (h)(3) of Rule 902 of Regulation S;
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agree to comply with the Companies Ordinance, Companies (Winding Up and Miscellaneous Provisions) Ordinance and the Articles of Association;
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warrant that the information you have provided is true and accurate;
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confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
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agree to accept the Hong Kong Offer Shares applied for, or any lesser number allocated to you under the application;
Please use this Application Form if you want the Hong Kong Offer Shares to be issued in your name
If your application for Hong Kong Offer Shares is successful (in whole or in part)
- authorise the Company to place your name(s) on the Company’s register of members as the holder(s) of any Hong Kong Offer Shares allocated to you, and the Company and/or its agents to send any Share certificate and/or refund cheque to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you have chosen to collect the Share certificate(s) and/or refund cheque(s) in person;
If you apply for 1,000,000 or more Hong Kong Offer Shares, you may collect the Share certificate(s) and/or refund cheque(s) in person from: Tricor Investor Services Limited, at Level 22, Hopewell Centre, 183 Queen’s Road East, Hong Kong, from 9:00 a.m. to 1:00 p.m. on Wednesday, November 8, 2017, or such other date as notified by us in the newspapers.
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declare and represent that this is the only application made and the only application intended by me/us to be made to benefit me/us or the person for whose benefit I am/we are applying;
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• understand that the Company and the Sole Global Coordinator will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Hong Kong Offer Shares to you and that you may be prosecuted for making a false declaration;
authorised representative must bear a letter of authorisation from your understand that the Company and the Sole Global Coordinator corporation stamped with your corporation’s chop. Both individuals will rely on your declarations and representations in deciding and authorised representatives must produce, at the time of collection, whether or not to make any allotment of any of the Hong Kong evidence of identity acceptable to Tricor Investor Services Limited. Offer Shares to you and that you may be prosecuted for making If you do not collect your Share certificate(s) and/or refund cheque(s) in person within the time period specified for collection, it will be (if the application is made for your own benefit) warrant that dispatched promptly to the address as specified on this Application no other application has been or will be made for your benefit Form by ordinary post at your own risk. WHITE or YELLOW Application Form or by giving If you apply for less than 1,000,000 Hong Kong Offer Shares, your electronic application instructions to HKSCC or to the Share certificate will be sent to the address on the relevant Application White Form Service Provider by you or by any one Form on or before Wednesday, November 8, 2017, by ordinary post as your agent or by any other person; and and at your own risk. (if you are making the application as an agent for the benefit of No receipt will be issued for application money paid. The Company another person) warrant that (i) no other application has been will not issue temporary documents of title. or will be made by you as agent for or for the benefit of that person or by that person or by any other person as agent for Refund of your money WHITE or YELLOW Application Form or If you do not receive any Hong Kong Offer Shares or if your electronic application instructions to HKSCC; and application is accepted only in part, the Company will refund to (ii) you have due authority to sign the Application Form or give you your application monies (including the related 1% brokerage, electronic application instructions on behalf of that other 0.0027% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee) without interest. If the Offer Price is less than the maximum Offer Price, the Company will refund to you the excess application monies (including the related 1% brokerage, 0.0027% SFC If your application is made through an authorised attorney, the transaction levy and 0.005% Hong Kong Stock Exchange trading fee) Company and the Sole Global Coordinator may accept or reject without interest. The refund procedures are stated in the “14. Despatch/Collection of your application at their discretion, and on any conditions they Share Certificates and Refund Monies” in the section headed “How to think fit, including evidence of the attorney’s authority. apply for Hong Kong Offer Shares” in the Prospectus. Determination of Offer Price and Allocation of Hong Kong Offer Application by HKSCC Nominees Limited (“HKSCC Nominees”) Where this Application Form is signed by HKSCC Nominees on The Offer Price is expected to be fixed on or around Wednesday, behalf of persons who have given November 1, 2017, but in any event, not later than Friday, November to apply for the Hong Kong Offer Shares, the provisions of this 3, 2017. Applicants are required to pay the maximum Offer Price Application Form which are inconsistent with those set out in the of HK$0.95 for each Hong Kong Offer Share together with 1% Prospectus shall not apply and provisions in the Prospectus shall brokerage, 0.0027% SFC transaction levy and 0.005% Hong Kong prevail. Stock Exchange trading fee. If the Offer Price is not agreed between Without limiting the generality of this paragraph, the following the Company and the Sole Global Coordinator (on behalf of the Hong sections of this Application Form are inapplicable where this Kong Underwriters) on or before Friday, November 3, 2017, the Share Application Form is signed by HKSCC Nominees: • “Applicants’ declaration” on the first page; Applications for Hong Kong Offer Shares will not be processed and • “Warning” on the first page; no allotment of any Hong Kong Offer Shares will be made until the • “If you are a nominee”; • All representations and warranties under the “Effect of completing
- (if the application is made for your own benefit) warrant that no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC or to the HK eIPO White Form Service Provider by you or by any one as your agent or by any other person; and
D. Power of attorney
- If your application is made through an authorised attorney, the Company and the Sole Global Coordinator may accept or reject your application at their discretion, and on any conditions they think fit, including evidence of the attorney’s authority.
Determination of Offer Price and Allocation of Hong Kong Offer Shares
Application by HKSCC Nominees Limited (“HKSCC Nominees”)
Where this Application Form is signed by HKSCC Nominees on behalf of persons who have given electronic application instructions to apply for the Hong Kong Offer Shares, the provisions of this Application Form which are inconsistent with those set out in the Prospectus shall not apply and provisions in the Prospectus shall prevail.
The Offer Price is expected to be fixed on or around Wednesday, November 1, 2017, but in any event, not later than Friday, November 3, 2017. Applicants are required to pay the maximum Offer Price of HK$0.95 for each Hong Kong Offer Share together with 1% brokerage, 0.0027% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee. If the Offer Price is not agreed between the Company and the Sole Global Coordinator (on behalf of the Hong Kong Underwriters) on or before Friday, November 3, 2017, the Share Offer will not proceed.
Without limiting the generality of this paragraph, the following sections of this Application Form are inapplicable where this Application Form is signed by HKSCC Nominees:
Applications for Hong Kong Offer Shares will not be processed and no allotment of any Hong Kong Offer Shares will be made until the application lists of the Hong Kong Public Offering close.
- All representations and warranties under the “Effect of completing and submitting this Application Form” section, except the first one regarding registration of Hong Kong Offer Shares in the applicant’s name and the signing of documents to enable the applicant to be registered as the holder of the Hong Kong Offer Shares;
The Company expects to announce the final Offer Price, the level of the indication of interest in the Placing, the level of applications under the Hong Kong Public Offering and the basis of allocation of the Hong Kong Public Offering on Wednesday, November 8, 2017 in South China Morning Post (in English), the Hong Kong Economic Journal (in Chinese), the website of the Hong Kong Stock Exchange at www.hkexnews.hk and the Company’s website at www.potel-group.com . Results of allocations in the Hong Kong Public Offering, and the Hong Kong Identity Card/passport/Hong Kong business registration numbers of successful applicants (where applicable) will be available on the above websites.
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“If your application for Hong Kong Offer Shares is successful (in whole or in part)”; and
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“Refund of your money”.
The following paragraphs in the section headed “How to apply for Hong Kong Offer Shares” in the Prospectus are inapplicable where this Application Form is signed by HKSCC Nominees:
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“How many applications can you make”; and
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“Circumstances in which you will not be allotted Hong Kong Offer Shares”.
declare and represent that this is the only application made and If you are an individual who is eligible for collection in person, you must not authorise any other person to collect for you. If you are a the only application intended by me/us to be made to benefit corporate applicant which is eligible for personal collection, your me/us or the person for whose benefit I am/we are applying; • understand that the Company and the Sole Global Coordinator authorised representative must bear a letter of authorisation from your corporation stamped with your corporation’s chop. Both individuals will rely on your declarations and representations in deciding and authorised representatives must produce, at the time of collection, whether or not to make any allotment of any of the Hong Kong evidence of identity acceptable to Tricor Investor Services Limited. Offer Shares to you and that you may be prosecuted for making If you do not collect your Share certificate(s) and/or refund cheque(s) a false declaration; in person within the time period specified for collection, it will be (if the application is made for your own benefit) warrant that dispatched promptly to the address as specified on this Application no other application has been or will be made for your benefit Form by ordinary post at your own risk. on a WHITE or YELLOW Application Form or by giving If you apply for less than 1,000,000 Hong Kong Offer Shares, your electronic application instructions to HKSCC or to the Share certificate will be sent to the address on the relevant Application HK eIPO White Form Service Provider by you or by any one Form on or before Wednesday, November 8, 2017, by ordinary post as your agent or by any other person; and and at your own risk. • (if you are making the application as an agent for the benefit of No receipt will be issued for application money paid. The Company another person) warrant that (i) no other application has been will not issue temporary documents of title. or will be made by you as agent for or for the benefit of that person or by that person or by any other person as agent for Refund of your money that person on a WHITE or YELLOW Application Form or If you do not receive any Hong Kong Offer Shares or if your by giving electronic application instructions to HKSCC; and application is accepted only in part, the Company will refund to (ii) you have due authority to sign the Application Form or give you your application monies (including the related 1% brokerage, electronic application instructions on behalf of that other 0.0027% SFC transaction levy and 0.005% Hong Kong Stock person as their agent. Exchange trading fee) without interest. If the Offer Price is less than the maximum Offer Price, the Company will refund to you the excess D. Power of attorney application monies (including the related 1% brokerage, 0.0027% SFC If your application is made through an authorised attorney, the transaction levy and 0.005% Hong Kong Stock Exchange trading fee) Company and the Sole Global Coordinator may accept or reject without interest. The refund procedures are stated in the “14. Despatch/Collection of your application at their discretion, and on any conditions they Share Certificates and Refund Monies” in the section headed “How to think fit, including evidence of the attorney’s authority. apply for Hong Kong Offer Shares” in the Prospectus.
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本申請表格
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Putian Communication Group Limited 普天通信集團有限公司 (於開曼群島註冊成立的有限公司) 股份發售
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申請條件 甲 . 可提出申請的人士 • 確認 閣下已接獲及細閱招股章程,提出 1. 閣下及 閣下為其利益提出申請的人士必 申請時也僅依據招股章程載列的資料及 須年滿 18 歲並有香港地址。 陳述,而除招股章程任何補充文件外,不
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- 如 閣下為商號,申請須以個別成員名義 會依賴任何其他資料或陳述; 提出。 • 確認 閣下知悉有關股份發售限制;
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- 聯名申請人不得超過四名。 • 同意本公司、獨家保薦人、獨家全球協調 4. 如 閣下為法人團體,申請須經獲正式授 人、聯席賬簿管理人、聯席牽頭經辦人、 權人員簽署,並註明其所屬代表身份及蓋 香港承銷商、彼等各自的董事、高級職 上公司印鑑。 員、僱員、合夥人、代理、顧問及參與股
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- 閣下必須身處美國境外,並非美籍人士 份發售的任何其他人士現時及日後均毋 (定義見美國《證券法》S 規例),亦非中國 須對並非載於招股章程(及其任何補充文 法人或自然人。 件)的任何資料及陳述負責;
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- 除《上市規則》批准外,下列人士概不得申 • 承諾及確認 閣下或 閣下為其利益提出 請認購任何香港發售股份: 申請的人士並無申請或接納或表示有意 • 本公司及╱或其任何附屬公司股份的 認購(亦不會申請或接納或表示有意認購) 現有實益擁有人; 配售的任何發售股份,也沒有參與配售;
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• 董事; • 同意在本公司、香港股份過戶登記分處、 • 本公司關連人士或緊隨股份發售完成 收款銀行、獨家保薦人、獨家全球協調 後將成為本公司關連人士的人士; 人、聯席賬簿管理人、聯席牽頭經辦人、
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• 上述任何人士的聯繫人;或 香港承銷商及╱或彼等各自的顧問及代理 • 已獲分配或已申請或表示有意申請配 提出要求時,向彼等披露其所要求提供有 售的任何配售股份。 關 閣下及 閣下為其利益提出申請的人 士的個人資料;
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乙 . 如 閣下為代名人 • 若如香港境外任何地方的法例適用於 閣 閣下作為代名人可提交超過一份香港發售股 下的申請,則同意及保證 閣下已遵守所 份申請,方法是:(i) 透過中央結算及交收系(i) 透過中央結算及交收系 透過中央結算及交收系 有有關法例,且本公司、獨家保薦人、獨 統(「 中央結算系統 」)向香港結算發出 電子認 家全球協調人、聯席賬簿管理人、聯席牽 購指示 (如 閣下為中央結算系統參與者);或 頭經辦人、香港承銷商或彼等各自的董 (ii) 使用 白色 或 黃色 申請表格,以自身名義代 事、高級職員、僱員、合夥人、代理、顧 表不同的實益擁有人提交超過一份申請。 問及參與股份發售的任何其他人士概不 會因接納 閣下的購買要約,或 閣下在
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丙 . 填交本申請表格的效用 招股章程及本申請表格所載的條款及條 閣下填妥並遞交本申請表格,即表示 閣下 件項下的權利及責任所引致的任何行動,
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(如屬聯名申請人,即各人共同及個別)代 而違反香港境外的任何法例; 表 閣下本身,或作為 閣下代其行事的每位 • 同意 閣下的申請一經接納,即不得因無 人士的代理或代名人: 意的失實陳述而撤銷; • 承諾簽立所有相關文件,並指示及授權本 • 同意 閣下的申請受香港法例規管; 公司及╱或作為本公司代理的獨家全球協
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乙 . 如 閣下為代名人 閣下作為代名人可提交超過一份香港發售股 份申請,方法是:(i) 透過中央結算及交收系(i) 透過中央結算及交收系 透過中央結算及交收系 統(「 中央結算系統 」)向香港結算發出 電子認 購指示 (如 閣下為中央結算系統參與者);或 (ii) 使用 白色 或 黃色 申請表格,以自身名義代 表不同的實益擁有人提交超過一份申請。
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丙 . 填交本申請表格的效用 閣下填妥並遞交本申請表格,即表示 閣下
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(如屬聯名申請人,即各人共同及個別)代 表 閣下本身,或作為 閣下代其行事的每位 人士的代理或代名人:
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承諾簽立所有相關文件,並指示及授權本 公司及╱或作為本公司代理的獨家全球協 調人(或彼等的代理或代名人),代表 閣 下簽立任何文件,並為按照組織章程細則 的規定將 閣下獲分配的任何香港發售股 份以 閣下名義登記;
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聲明、保證及承諾:(i) 閣下明白香港發 售股份不曾亦不會根據美國《證券法》登 記;及(ii) 閣下及 閣下為其利益申請香 港發售股份的人士均身處美國境外(定義 見 S 規例),或屬 S 規例第 902 條第 (h)(3) 段 所述的人士;
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同意遵守《公司條例》、《公司(清盤及雜項 條文)條例》及組織章程細則;
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保證 閣下提供的資料真實及準確;
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• 同意接納所申請數目或根據申請分配 予 閣下但數目較少的香港發售股份;
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確認 閣下已細閱招股章程及本申請表格 所載的條款及條件以及申請程序,並同意 受其約束;
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本申請表格
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授權本公司將 閣下的姓名╱名稱列入本 公司股東名冊,作為 閣下獲分配的任何 香港發售股份的持有人,並授權本公司 及╱或其代理以普通郵遞方式按申請所示 地址向 閣下或聯名申請的排名首位申請 人發送任何股票及╱或退款支票,郵誤風 險由 閣下承擔,除非 閣下已選擇親身 領取股票及╱或退款支票;
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授權本公司將 閣下的姓名╱名稱列入本 如 閣下成功申請認購香港發售股份(全部或部分) 公司股東名冊,作為 閣下獲分配的任何 如 閣下申請認購 1,000,000 股或以上香港發售股 香港發售股份的持有人,並授權本公司 份, 閣下可於 2017 年 11 月 8 日(星期三)上午九時 及╱或其代理以普通郵遞方式按申請所示 正至下午一時正或本公司在報章上公佈的其他日 期,親身前往卓佳證券登記有限公司(地址為香港
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地址向 閣下或聯名申請的排名首位申請 皇后大道東 183 號合和中心 22 樓)領取股票及╱或
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人發送任何股票及╱或退款支票,郵誤風 退款支票。
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險由 閣下承擔,除非 閣下已選擇親身 如 閣下為個人申請人並合資格親身領取, 閣
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領取股票及╱或退款支票; 下不得授權任何其他人士代領。如 閣下為公司
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• 聲明及表示此乃本人╱吾等為本身或本 申請人並合資格派人領取, 閣下的授權代表須
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人╱吾等為其利益提出申請的人士提出及 攜同蓋上公司印鑑的授權書領取。個人申請人及 擬提出的唯一申請; 授權代表領取股票時均須出示卓佳證券登記有限
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• 明白本公司及獨家全球協調人將依據 閣 公司接納的身份證明文件。 下的聲明及陳述而決定是否向 閣下配發 如 閣下並無在指定領取時間內親身領取股票 任何香港發售股份, 閣下如作出虛假聲 及╱或退款支票,有關股票將會以普通郵遞方式 明,可能會被檢控; 立刻寄往本申請表格所示地址,郵誤風險由 閣
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• (如本申請為 閣下本身的利益提出)保 下承擔。 證 閣下或作為 閣下代理的任何人士或 如 閣下申請認購 1,000,000 股以下香港發售股 份, 閣下的股票將於 2017 年 11 月 8 日(星期三)或
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任何其他人士不曾亦不會為 閣下的利益 之前以普通郵遞方式寄往有關申請表格所示地
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以 白色 或 黃色 申請表格或向香港結算或 址,郵誤風險由 閣下承擔。
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網上白表 服務供應商發出 電子認購指示 本公司不會就申請時繳付的款項發出收據,亦不
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而提出其他申請;及 會發出臨時所有權文件。
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• (如 閣下作為代理為另一人士的利益提 出申請)保證 (i) 閣下(作為代理或為該人 退回款項 士利益)或該人士或任何其他作為該人士 若 閣下未獲分配任何香港發售股份或申請僅部 代理的人士不曾亦不會以 白色 或 黃色 申 分獲接納,本公司將不計利息退回 閣下的申請 請表格或向香港結算發出 電子認購指示 股款(包括相關的 1% 經紀佣金、0.0027% 證監會交 而提出其他申請;及(ii) 閣下獲正式授權 易徵費及0.005%香港聯交所交易費)。如發售價低 作為該人士的代理代為簽署申請表格或 於最高發售價,本公司將不計利息退回多收申請 發出 電子認購指示 。 股款(包括相關的 1% 經紀佣金、0.0027% 證監會交 易徵費及 0.005% 香港聯交所交易費)。 有關退款程序載於招股章程「如何申請香港發售
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丁 . 授權書 股份」一節「14. 寄發╱領取股票及退回股款」一段。
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如 閣下透過授權人士提出申請,本公司及 獨家全球協調人可按其認為合適的條件(包括 香港中央結算(代理人)有限公司(「香港結算代理
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出示獲授權證明)酌情接納或拒絕 閣下的申 人」)提出的申請
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請。 如本申請表格由香港結算代理人代表發出 電子認 購指示 申請香港發售股份的人士簽署,本申請表
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釐定發售價及香港發售股份的分配 格與招股章程不符的條文將不適用,且以招股章 預期發售價於 2017 年 11 月 1 日(星期三)或前後釐 程所述者為準。 定,惟於任何情況下均不會遲於 2017 年 11 月 3 日 在不限制此段一般應用的前提下,本申請表格的
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(星期五)。申請人須繳付每股香港發售股份 0.95 以下部分在香港結算代理人作簽署人的情況下並 港元的最高發售價,另加1%經紀佣金、0.0027%證 不適用: 監會交易徵費及 0.005% 香港聯交所交易費。倘若 • 第一頁的「申請人聲明」; • 第一頁的「警告」;
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本公司與獨家全球協調人(代表香港承銷商)並無 • 「如 閣下為代名人」;
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於 2017 年 11 月 3 日(星期五)或之前協定發售價,股 • 「填交本申請表格的效用」一節項下的所有陳
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份發售將不會進行。 述及保證,惟首項有關以申請人名義登記香
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截止辦理香港公開發售的申請登記前,概不處理 港發售股份及簽署使申請人登記成為香港發
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香港發售股份的申請或配發任何香港發售股份。 售股份持有人的文件除外;
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本公司預期於 2017 年 11 月 8 日(星期三)在《南 • 「如 閣下成功申請認購香港發售股份(全部 華早報》(以英文)、《信報》(以中文)、香港聯 或部分)」;及 交所網站 ( www.hkexnews.hk) 及本公司網站 • 「退回款項」。 ( www.potel-group.com) 公佈最終發售價、配售踴躍 招股章程「如何申請香港發售股份」一節的以下 程度、香港公開發售認購水平及香港公開發售分 段落在香港結算代理人作簽署人的情況下並不適 配基準。香港公開發售的分配結果以及獲接納申 用: 請人的香港身份證╱護照╱香港商業登記號碼(如 • 「閣下可提交的申請數目」;及 • 「閣下不獲配發香港發售股份的情況」。
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適用)亦同於上述網站公佈。
Please use this Application Form if you want the Hong Kong Offer Shares to be issued in your name
Personal Data
Personal Information Collection Statement
3. Transfer of personal data
This Personal Information Collection Statement informs the applicant for, and holder of, Hong Kong Offer Shares, of the policies and practices of the Company and its Hong Kong Branch Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “ Ordinance ”).
- Personal data held by the Company and its Hong Kong Branch Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Branch Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose, obtain or transfer (whether within or outside Hong Kong) the personal data to, from or with any of the following: • the Company’s appointed agents such as financial
1. Reasons for the collection of your personal data It is necessary for applicants and registered holders of securities to supply correct personal data to the Company or its agents and the Hong Kong Branch Share Registrar when applying for securities or transferring securities into or out of their names or in procuring the services of the Hong Kong Branch Share Registrar.
Kong) the personal data to, from or with any of the It is necessary for applicants and registered holders of securities to supply correct personal data to the following: Company or its agents and the Hong Kong Branch • the Company’s appointed agents such as financial Share Registrar when applying for securities or advisers, receiving bankers and overseas principal transferring securities into or out of their names or share registrar; in procuring the services of the Hong Kong Branch • where applicants for securities request a deposit into CCASS, HKSCC or HKSCC Nominees, who will use the personal data for the purposes of operating Failure to supply the requested data may result in CCASS; your application for securities being rejected, or in • any agents, contractors or third-party service providers delay or the inability of the Company or its Hong who offer administrative, telecommunications, Kong Branch Share Registrar to effect transfers or computer, payment or other services to the Company otherwise render their services. It may also prevent or delay registration or transfers of the Hong Kong or the Hong Kong Branch Share Registrar in Offer Shares which you have successfully applied connection with their respective business operation; for and/or the despatch of share certificate(s) and/ • the Hong Kong Stock Exchange, the SFC and or refund cheque(s) to which you are entitled. any other statutory regulatory or governmental bodies or otherwise as required by laws, rules or It is important that securities holders inform regulations; and the Company and the Hong Kong Branch Share • any persons or institutions with which the securities’ Registrar immediately of any inaccuracies in the holders have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers etc. The personal data of the securities holders may be used, held, processed, and/or stored (by whatever 4. Retention of personal data means) for the following purposes: The Company and its Hong Kong Branch Share • processing your application and/or refund Registrar will keep the personal data of the cheque, where applicable, verification of applicants and holders of securities for as long compliance with the terms and application as necessary to fulfil the purposes for which the procedures set out in this Application Form personal data were collected. Personal data which and the Prospectus and announcing results of is no longer required will be destroyed or dealt allocation of the Hong Kong Offer Shares; with in accordance with the Ordinance. • compliance with applicable laws and regulations in Hong Kong and elsewhere; • registering new issues or transfers into or out 5. Access to and correction of personal data of the names of securities’ holders including, Securities holders have the right to ascertain where applicable, HKSCC Nominees; whether the Company or the Hong Kong Branch • maintaining or updating the register of Share Registrar hold their personal data, to obtain securities’ holders of the Company; a copy of that data, and to correct any data that • verifying securities holders’ identities; is inaccurate. The Company and the Hong Kong • establishing benefit entitlements of securities’ Branch Share Registrar have the right to charge a holders of the Company, such as dividends, reasonable fee for the processing of such requests. rights issues, bonus issues, etc.;
==> picture [549 x 226] intentionally omitted <==
----- Start of picture text -----
Share Registrar when applying for securities or advisers, receiving bankers and overseas principal
transferring securities into or out of their names or share registrar;
in procuring the services of the Hong Kong Branch • where applicants for securities request a deposit into
Share Registrar. CCASS, HKSCC or HKSCC Nominees, who will
use the personal data for the purposes of operating
Failure to supply the requested data may result in
CCASS;
your application for securities being rejected, or in
• any agents, contractors or third-party service providers
delay or the inability of the Company or its Hong
who offer administrative, telecommunications,
Kong Branch Share Registrar to effect transfers or
computer, payment or other services to the Company
otherwise render their services. It may also prevent
or delay registration or transfers of the Hong Kong or the Hong Kong Branch Share Registrar in
Offer Shares which you have successfully applied connection with their respective business operation;
for and/or the despatch of share certificate(s) and/ • the Hong Kong Stock Exchange, the SFC and
or refund cheque(s) to which you are entitled. any other statutory regulatory or governmental
bodies or otherwise as required by laws, rules or
It is important that securities holders inform regulations; and
the Company and the Hong Kong Branch Share
• any persons or institutions with which the securities’
Registrar immediately of any inaccuracies in the
holders have or propose to have dealings, such as
personal data supplied.
their bankers, solicitors, accountants or stockbrokers
etc.
樣版
----- End of picture text -----
2. Purposes
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The personal data of the securities holders may be used, held, processed, and/or stored (by whatever 4. Retention of personal data means) for the following purposes: • processing your application and/or refund cheque, where applicable, verification of compliance with the terms and application procedures set out in this Application Form and the Prospectus and announcing results of allocation of the Hong Kong Offer Shares;
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• compliance with applicable laws and regulations in Hong Kong and elsewhere;
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The Company and its Hong Kong Branch Share Registrar will keep the personal data of the applicants and holders of securities for as long as necessary to fulfil the purposes for which the personal data were collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.
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registering new issues or transfers into or out of the names of securities’ holders including, where applicable, HKSCC Nominees;
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Securities holders have the right to ascertain whether the Company or the Hong Kong Branch Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the Hong Kong Branch Share Registrar have the right to charge a reasonable fee for the processing of such requests. All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the section headed “Corporate Information” in the Prospectus or as notified from time to time, for the attention of the company secretary, or our Hong Kong Branch Share Registrar for the attention of the privacy compliance officer.
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maintaining or updating the register of securities’ holders of the Company;
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verifying securities holders’ identities;
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establishing benefit entitlements of securities’ holders of the Company, such as dividends, rights issues, bonus issues, etc.;
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distributing communications from the Company and its subsidiaries;
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compiling statistical information and securities’ holder profiles;
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disclosing relevant information to facilitate claims on entitlements; and
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any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Branch Share Registrar to discharge their obligations to securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本申請表格
個人資料
個人資料收集聲明
3. 轉交個人資料
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此項個人資料收集聲明是向香港發售股份的 申請人和持有人說明有關本公司及其香港股 份過戶登記分處有關個人資料和香港法例第 486 章《個人資料(私隱)條例》(「《(「《 條例 》」)方面的 政策和慣例。
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申請人和持有人說明有關本公司及其香港股 本公司及其香港股份過戶登記分處所持有 份過戶登記分處有關個人資料和香港法例第 關證券持有人的個人資料將會保密,但本公 486 章《個人資料(私隱)條例》(「《(「《 條例 》」)方面的 司及其香港股份過戶登記分處可以在為達 政策和慣例。 到上述任何目的之必要情況下,向下列任何 人士披露、獲取或轉交(無論在香港境內或
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1. 收集 閣下個人資料的原因 境外)有關個人資料: 證券申請人及登記持有人以本身名義申請 • 本公司委任的代理人,例如財務顧問、收 證券或轉讓或受讓證券時或尋求香港股份 款銀行和主要海外股份過戶登記處;
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過戶登記分處的服務時,必須向本公司或其 • (如證券申請人要求將證券存於中央結算
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代理人及香港股份過戶登記分處提供準確 系統)香港結算或香港結算代理人;彼等
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個人資料。 將會就中央結算系統的運作使用有關個 人資料;
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未能提供所要求的資料可能導致 閣下申請 • 向本公司或香港股份過戶登記分處提供
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證券被拒或延遲,或本公司或其香港股份 與其各自業務營運有關的行政、電訊、電
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過戶登記分處無法落實轉讓或提供服務。 此舉也可能妨礙或延遲登記或轉讓 閣下成 腦、付款或其他服務的任何代理人、承包 功申請的香港發售股份及╱或寄發 閣下應 商或第三方服務供應商; 得的股票及╱或退款支票。 • 香港聯交所、證監會及任何其他法定監 管機關或政府部門或法例、規則或法規
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證券持有人所提供的個人資料如有任何錯 所規定的其他機構;及 誤,須立即通知本公司及香港股份過戶登記 • 證券持有人與其進行或擬進行交易的任 分處。 何人士或機構,例如彼等的銀行、律師、 會計師或股票經紀等。
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2. 目的 證券持有人的個人資料可以任何方式被 4. 個人資料的保留
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採用、持有、處理及╱或保存,以作下列用 本公司及其香港股份過戶登記分處將按收
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途: 集個人資料所需的用途保留證券申請人及
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• 處理 閣下的申請及╱或退款支票(如適 持有人的個人資料。無需保留的個人資料將
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用)、核實是否符合本申請表格及招股章 會根據條例銷毀或處理。
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程載列的條款和申請程序以及公佈香港 發售股份的分配結果;
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• 遵守香港及其他地區的適用法律及法規; 5. 查閱和更正個人資料 • 以證券持有人(包括香港結算代理人(如 證券持有人有權確定本公司或香港股份過 適用))的名義登記新發行證券或轉讓或 戶登記分處是否持有其個人資料,並有權索
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受讓證券; 取有關該資料的副本並更正任何不準確資
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• 存置或更新本公司證券持有人的名冊; 料。本公司和香港股份過戶登記分處有權就
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• 核實證券持有人的身份; 處理任何查閱資料的要求收取合理費用。
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• 確定本公司證券持有人的受益權利,例 所有查閱資料或更正資料的要求應按招股
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如股息、供股和紅股等; 章程「公司資料」一節所披露或不時通知的
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• 分發本公司及其附屬公司的通訊;
1. 收集 閣下個人資料的原因 證券申請人及登記持有人以本身名義申請 證券或轉讓或受讓證券時或尋求香港股份 過戶登記分處的服務時,必須向本公司或其 代理人及香港股份過戶登記分處提供準確 個人資料。
證券持有人有權確定本公司或香港股份過 戶登記分處是否持有其個人資料,並有權索 取有關該資料的副本並更正任何不準確資 料。本公司和香港股份過戶登記分處有權就 處理任何查閱資料的要求收取合理費用。 所有查閱資料或更正資料的要求應按招股 章程「公司資料」一節所披露或不時通知的 本公司註冊地址送交公司秘書,或向本公司 的香港股份過戶登記分處的個人資料私隱 事務主任提出。
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編製統計數據和證券持有人資料;
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披露有關資料以便就權益索償;及
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與上述有關的任何其他附帶或相關目的 及╱或使本公司及香港股份過戶登記分 處能履行對證券持有人及╱或監管機構 承擔的責任及╱或證券持有人不時同意 的任何其他目的。
閣下簽署申請表格或向香港結算發出電子認 購指示,即表示同意上述各項。