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Putian Communication Group Limited — Capital/Financing Update 2017
Oct 27, 2017
50116_rns_2017-10-26_0076a008-fd52-44ce-9d84-0476df70c979.pdf
Capital/Financing Update
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Please use this Application Form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的 香港發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統 投資者戶 口 持有人股份戶 口 或 閣 下 指定的中央結算系統參與者股份戶 口,請使用本申請表格
Staple your This Application Form uses the same terms as defined in the prospectus of Putian Communication Group Limited (the “ Company ”) dated October 27, 2017 (the “ Prospectus ”). 本申請表格使用普天通信集團有限公司(「 本公司 」)於 2017 年 payment 10 月 27 日刊發的招股章程(「 招股章程 」)所界定的詞語。 here Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong Kong 請將股款 Offer Shares in any jurisdiction outside Hong Kong. The Hong Kong Offer Shares may not be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概不構成在香 緊釘在此 港以外司法權區要約出售或游說要約購買香港發售股份。若無根據美國《證券法》登記或豁免登記,香港發售股 份不得在美國提呈發售或出售。
This Application Form and the Prospectus may not be forwarded, distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送、派發 或複製(不論方式,也不論全部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the section headed “Documents Delivered to the Registrar of Companies and Available for Inspection” in Appendix VI to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by section 342C of Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock Exchange ”), Hong Kong Securities Clearing Company Limited (the “ HKSCC ”), the Securities and Futures Commission of Hong Kong (the “ SFC ”) and the Registrar of Companies in Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄六「送呈公司註冊處處長及備查文件」 一節所述其他文件已根據香港法例第 32 章《公司(清盤及雜項條文)條例》第 342C 條規定送呈香港公司註冊處處 長登記。香港交易及結算所有限公司、香港聯合交易所有限公司(「 聯交所 」)、香港中央結算有限公司(「 香港結 算 」)、香港證券及期貨事務監察委員會(「 證監會 」)及香港公司註冊處處長對此等文件的內容概不負責。 Putian Communication Group Limited 普天通信集團有限公司 (incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) Stock code : 1720 股份代號: 1720 Maximum Offer Price : HK$0.95 per Offer Share plus brokerage of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund on final pricing) 最高發售價:每股發售股份 0.95 港元,另加 1% 經紀佣金、0.0027% 證 監會交易徵費及 0.005% 聯交所交易費(須於申請時 按港元繳足,可根據最終定價予以退還) You should read this Application Form in conjunction with the Prospectus, which contains further information on the , 一 。 application procedures. 招股章程尚有其他關於申請程序的其他資料 本申請表格應與招股章程 併閱讀 Application Form 申請表格 To: Putian Communication Group Limited 致:普天通信集團有限公司 Sole Sponsor 獨家保薦人 Sole Global Coordinator 獨家全球協調人 Joint Lead Managers 聯席牽頭經辦人 Joint Bookrunners 聯席賬簿管理人 Hong Kong Underwriters 香港承銷商
申請人聲明 本人╱吾等同意本申請表格及招股章程的條款及條件 以及申請程序。見本申請表格「丙. 填交本申請表格的 效用」一節。
Applicants’ declaration
I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the section headed “C. Effect of completing and submitting this Application Form” of this Application Form.
一 警告:任何人士只限作出 次為其利益而進行的認 。 購申請 請參閱本申請表格「丙. 填交本申請表格的 效用」一節最後四點。
Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets in the section headed “C. Effect of completing and submitting this Application Form” of this Application Form.
Please use this Application Form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的 香港發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統 投資者戶 口 持有人股份戶 口 或 閣 下 指定的中央結算系統參與者股份戶 口,請使用本申請表格
Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):
Signed by (all) applicant(s) (all joint applicants must sign): For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 ................................................................................... Date: 日期: .................. /................... / ................... D 日 M 月 Y 年 Number of Hong Kong Offer Shares applied for (not Cheque/banker’s cashier order number 支票╱銀行 more than 13,748,000 Shares) 申請香港發售股份數目 本票號碼 (不超過13,748,00013,748,000,748,000748,000,000000 股股份) Name of bank on which cheque/Banker’s cashier order Total amount 總額 is drawn (see “How to make your application” section) HK$ 港元 兌現支票╱銀行本票的付款銀行名稱(見「申請手續」一節) Name in English英文姓名╱名稱glish英文姓名╱名稱lish英文姓名╱名稱英文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chineseme in Chinesee in Chinese in ChineseChinesehineseese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in Englishpation in Englishation in Englishglishlish 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護照號碼╱香港商業 登記號碼(請 刪除不適用者) Names of all other joint applicants in English (if any) Hong Kong Identity Card No./Passport No./Hong 所有其他聯名申請人的英文姓名╱名稱(如有) Kong Business Registration No. of all other joint applicants (Please delete as appropriate) 所有其他 1) 聯名申請人的香港身份證號碼╱護照號碼╱香港 商業登記號碼(請刪除不適用者) 2) 1) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only) 香港地址(以英文填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For nominees: You will be treated as applying for your own THIS BOX MUST BE DULY COMPLETED benefit if you do not complete this section. Please provide 必須填妥此欄 an account number or identification code for each (joint) Participant I.D. of the CCASS Investor Participant or designated CCASS Participant 中央結算系統投資者戶口持有人或指定的中央結算系統參與者的 beneficial owner. 由代名人遞交:代名人若不填寫本節, 參與者編號
Number of Hong Kong Offer Shares applied for (not more than 13,748,000 Shares) 申請香港發售股份數目 (不超過13,748,00013,748,000,748,000748,000,000000 股股份)
Name in English英文姓名╱名稱glish英文姓名╱名稱lish英文姓名╱名稱英文姓名╱名稱
Name in Chineseme in Chinesee in Chinese in ChineseChinesehineseese 中文姓名╱名稱
Occupation in Englishpation in Englishation in Englishglishlish 職業(以英文填寫)
For nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交:代名人若不填寫本節, 是項認購申請將視作為 閣下利益提出。請填寫每名 。 (聯名)實益擁有人的賬戶號碼或識別編碼
For designated CCASS Participant or Corporate CCASS Investor Participant,
ADDRESS LABEL 地址標貼 ( Your name(s) and address in Hong Kong in BLOCK letters 請用英文 正 楷填寫姓名╱名稱及香港地 址)
For Internal use 此欄供內部使用
please also affix the company chop bearing its company name 指定的中央結算 系統參與者或中央結算系統公司投資者戶口持有人,請加蓋顯示公司名稱的 公司印鑑
(See paragraph 2 in the section “How to make your application”) (請參閱「申請 手續」一節第 2 段)
Please use this Application Form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的 香港發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統 投資者戶 口 持有人股份戶 口 或 閣 下 指定的中央結算系統參與者股份戶 口,請使用本申請表格
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(1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section “How to make your application”. 如 閣下為中央結算系統投資者 戶口持有人,是項申請僅接納香港身份證號碼(如屬個別人士)或香港商業登記號碼(如屬法人團體); 請參閱「申請手續」一節第2段。
- (2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number. 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:如屬個別人 閣下的香港身份證號碼或護照號碼(持有香港身份證者請填寫香港身份證號碼,否則請 - 填寫護照號碼);如屬法人團體,請填寫香港商業登記號碼。 - (3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 日後如需退回申請股款,退款支票上或會印有日後如需退回申請股款,退款支票上或會印有 名首位申請人的香港身份證號碼╱護照號碼的一部分。有關資料將用於核實申請表格的有效性,亦會 轉交第三方作資料核實和退款。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號 - (4) If an application is made by an unlisted company and: the principal business of that company is dealing in securities; and you exercise statutory control over that company, - then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而: 該公司主要從事證券買賣業務;及 閣下對該公司可行使法定控制權, - 是項申請將視作為 閣下的利益提出。 - (5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration 所有聯名申請人必須提供(如屬個別人士)其香港身份證號碼或(如適用)護照號碼,或(如屬 - 法人團體)其香港商業登記號碼。 -
(2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an
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(4) If an application is made by an unlisted company and:
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the principal business of that company is dealing in securities; and
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you exercise statutory control over that company,
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then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而: • 該公司主要從事證券買賣業務;及 • 閣下對該公司可行使法定控制權, 是項申請將視作為 閣下的利益提出。
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(5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers. 所有聯名申請人必須提供(如屬個別人士)其香港身份證號碼或(如適用)護照號碼,或(如屬 法人團體)其香港商業登記號碼。
individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number. 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:如屬個別人 士,必須填寫 閣下的香港身份證號碼或護照號碼(持有香港身份證者請填寫香港身份證號碼,否則請 填寫護照號碼);如屬法人團體,請填寫香港商業登記號碼。 (3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 日後如需退回申請股款,退款支票上或會印有日後如需退回申請股款,退款支票上或會印有 閣下或(如屬聯名申請人)排 名首位申請人的香港身份證號碼╱護照號碼的一部分。有關資料將用於核實申請表格的有效性,亦會 轉交第三方作資料核實和退款。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號 碼。
Please use this Application Form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
How to make your application
- Use the table below to calculate how much you must pay. Your application must be for a minimum of 4,000 Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
| Putian Communication Group Limited (HK$0.95 per Offer Share) | |||
|---|---|---|---|
| NUMBER OF HONG KONG OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS | |||
| No. of Hong Kong No. of Hong Kong No. of Hong Kong |
|||
| 2. | Sample樣版 Offer Shares applied for Amount payable on application Offer Shares applied for Amount payable on application Offer Shares applied for Amount payable on application HK$ HK$ HK$ 4,000 3,838.29 80,000 76,765.85 2,000,000 1,919,146.30 8,000 7,676.59 100,000 95,957.32 3,000,000 2,878,719.45 12,000 11,514.88 200,000 191,914.63 4,000,000 3,838,292.60 16,000 15,353.17 300,000 287,871.95 5,000,000 4,797,865.75 20,000 19,191.46 400,000 383,829.26 6,000,000 5,757,438.90 24,000 23,029.76 500,000 479,786.58 7,000,000 6,717,012.05 28,000 26,868.05 600,000 575,743.89 8,000,000 7,676,585.20 32,000 30,706.34 700,000 671,701.21 9,000,000 8,636,158.35 36,000 34,544.63 800,000 767,658.52 10,000,000 9,595,731.50 40,000 38,382.93 900,000 863,615.84 12,000,000 11,514,877.80 60,000 57,574.39 1,000,000 959,573.15 13,748,000 13,192,211.67 Maximum number of Hong Kong Offer Shares you may apply for. You, as the applicant(s), must complete this Application Form in English as indicated below and sign on the second page of the Application Form. Only written signatures will be accepted (and not by way of personal chop). If you are applying through a designated CCASS Participant (other than a CCASS investor participant): • the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box. If you are applying as an individual CCASS Investor Participant: • the form must contain your NAME and Hong Kong I.D. Card number; • your participant I.D. must be inserted in the appropriate box. If you are applying as a joint individual CCASS Investor Participant: • the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number of all joint investor participants; • your participant I.D. must be inserted in the appropriate box. If you are applying as a corporate CCASS Investor Participant: • the form must contain your company NAME and Hong Kong Business Registration number; • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box. |
Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid.
Please use this Application Form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
- Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:
==> picture [572 x 539] intentionally omitted <==
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The cheque must: Banker’s cashier order must:
• be in Hong Kong dollars;
• not be post-dated;
• be made payable to “B ANK OF CHINA (HONG KONG) NOMINEES LIMITED – PUTIAN
COMMUNICATION PUBLIC OFFER ”;
• be crossed “Account Payee Only”;
• be drawn on your Hong Kong dollar bank account • be issued by a licensed bank in Hong Kong, and
in Hong Kong; and have your name certified on the back by a person
• show your account name, which must either be pre- authorised by the bank. The name on the banker’s
printed on the cheque, or be endorsed on the back cashier order must correspond with your name. If
by a person authorised by the bank. This account it is a joint application, the name on the back of the
name must correspond with your name. If it is a banker’s cashier order must be the same as the first-
joint application, the account name must be the named applicant’s name.
same as the first-named applicant’s name.
4. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s
cashier order attached) to one of the collection boxes at any of the following branches of:
Bank of China (Hong Kong) Limited
District Branch Name Address
Hong Kong Island Johnston Road Branch 152-158 Johnston Road
Wan Chai
Kowloon Jordan Road Branch 1/F, Sino Cheer Plaza
23-29 Jordan Road
Chuk Yuen Estate Branch Shop S1, Chuk Yuen Shopping Centre
Chuk Yuen South Estate
Telford Plaza Branch Shop Unit, P2-P7, Telford Plaza
No. 33 Wai Yip Street
Kowloon Bay
Hoi Yuen Road Branch 55 Hoi Yuen Road
Kwun Tong
New Territories Tuen Mun Town Plaza Branch Shop 2, Tuen Mun Town Plaza Phase II
Tuen Mun
樣版
Sample
----- End of picture text -----
Please use this Application Form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
- Your Application Form can be lodged at these times:
– Friday, October 27, 2017 9:00 a.m. to 5:00 p.m. – Monday, October 30, 2017 9:00 a.m. to 5:00 p.m. – Tuesday, October 31, 2017 9:00 a.m. to 5:00 p.m. Wednesday, November 1, 2017 – 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Wednesday, November 1, 2017. The application lists will be open between 11:45 a.m. to 12:00 noon on that day, subject only to the weather conditions, as described in the section headed “How to apply for Hong Kong Offer Shares – 10. Effect of bad weather on the opening of the application lists” in the Prospectus.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人 股份戶 口 或 閣 下 指定的中央結算系統參與者股份戶 口,請使用本申請表格
申請手續
| 申請手續 | 申請手續 | 申請手續 | 申請手續 | 申請手續 |
|---|---|---|---|---|
| 1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為4,000股香港發售股份,並 為下表所列的其中一個數目,否則不受理。 |
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| 普天通信集團有限公司(每股發售股份0.95港元) 可供申請認購的香港發售股份數目及應繳款項 |
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| 申請認購的 香港發售股份數目 申請時應繳款項 |
申請認購的 香港發售股份數目 |
申請時應繳款項 | 申請認購的 香港發售股份數目 |
申請時應繳款項 |
| 港元 4,000 3,838.29 8,000 7,676.59 12,000 11,514.88 16,000 15,353.17 20,000 19,191.46 24,000 23,029.76 28,000 26,868.05 32,000 30,706.34 36,000 34,544.63 40,000 38,382.93 60,000 57,574.39 |
80,000 100,000 200,000 300,000 400,000 500,000 600,000 700,000 800,000 900,000 1,000,000 |
港元 76,765.85 95,957.32 191,914.63 287,871.95 383,829.26 479,786.58 575,743.89 671,701.21 767,658.52 863,615.84 959,573.15 |
版 港元 2,000,000 1,919,146.30 3,000,000 2,878,719.45 4,000,000 3,838,292.60 5,000,000 4,797,865.75 6,000,000 5,757,438.90 7,000,000 6,717,012.05 8,000,000 7,676,585.20 9,000,000 8,636,158.35 10,000,000 9,595,731.50 12,000,000 11,514,877.80 13,748,000 13,192,211.67 閣下可申請認購的香港發售股份最高數目。 |
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| Sample 2. 閣下作為申請人,必須按照下列指示以英文填妥本申請表格,並於本申請表格第二頁簽署, 只接納親筆簽名(不得以個人印章代替)。 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請: • 該指定中央結算系統參與者必須於表格蓋上公司印鑑(附有公司名稱),並在適當方格內 填寫參與者編號。 如 閣下以個人中央結算系統投資者戶口持有人名義提出申請: • 表格須載有 閣下的姓名和香港身份證號碼; • 須在適當方格內填寫 閣下的參與者編號。 如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請: • 表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼; • 須在適當方格內填寫 閣下的參與者編號。 如 閣下以公司中央結算系統投資者戶口持有人名義提出申請: • 表格須載有 閣下的公司名稱和香港商業登記號碼; • 須在適當方格內填寫 閣下的參與者編號並蓋上公司印鑑(附有公司名稱)。 中央結算系統參與者的資料(包括參與者編號及╱或顯示公司名稱之公司印鑑)或其他類似 事項如有不確或遺漏,均可能導致申請無效。 |
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如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人 股份戶 口 或 閣 下 指定的中央結算系統參與者股份戶 口,請使用本申請表格
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閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請須附一張獨立開出支票或一 張獨立開出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲 接納: 支票必須: 銀行本票必須: • 為港元; • 不得為期票; • 註明抬頭人為「中 國銀行(香港)代理人有限公司-普天通信公開發售 」; • 劃線註明「只准入抬頭人賬戶」; • 從 閣下在香港的港元銀行賬戶中開出;及 • 須由香港持牌銀行開出,並由有關銀行授 • 顯示 閣下的賬戶名稱,而該賬戶名稱必 權的人士在銀行本票背面簽署核證 閣下 須已預印在支票上,或由有關銀行授權的 姓名╱名稱。銀行本票所示姓名╱名稱必須 人士在支票背書。賬戶名稱必須與 閣下姓 與 閣下姓名╱名稱相同。如屬聯名申請, 名╱名稱相同。如屬聯名申請,該賬戶名稱 銀行本票背面所示姓名╱名稱必須與排名 必須與排名首位申請人的姓名╱名稱相同。 首位申請人的姓名╱名稱相同。 4. 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入下列任何一 家分行特設的收集箱: 中國銀行(香港)有限公司 地區 分行名稱 地址 香港島 莊士敦道分行 灣仔莊士敦道 152-158 號 九龍 佐敦道分行 佐敦道 23-29 號新寶廣場一樓 竹園邨分行 竹園南邨竹園中心商場 S1 號 德福廣場分行 九龍灣偉業街 33 號 德福廣場 P2-P7 號舖 開源道分行 觀塘開源道 55 號 新界 屯門市廣場分行 屯門市廣場第二期商場 2 號
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人 股份戶 口 或 閣 下 指定的中央結算系統參與者股份戶 口,請使用本申請表格
- 閣下可於下列時間遞交申請表格: 2017 年 10 月 27 日(星期五)-上午九時正至下午五時正 2017 年 10 月 30 日(星期一)-上午九時正至下午五時正 2017 年 10 月 31 日(星期二)-上午九時正至下午五時正 2017 年 11 月 1 日(星期三)-上午九時正至中午十二時正 6. 截止遞交申請的時間為 2017 年 11 月 1 日(星期三)中午十二時正。本公司將於當日上午十一時 四十五分至中午十二時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣情 況(詳見招股章程「如何申請香港發售股份-10. 惡劣天氣對辦理申請登記的影響」一節)。
Please use this Application Form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
Putian Communication Group Limited 普天通信集團有限公司
(incorporated in the Cayman Islands with limited liability)
SHARE OFFER
• confirm that you are aware of the restrictions on the Share Offer; 1. You and any person(s) for whose benefit you are applying must be 18 • agree that none of the Company, the Sole Sponsor, the Sole Global years of age or older and must have a Hong Kong address. Coordinator, the Joint Bookrunners, the Joint Lead Managers, 2. If you are a firm, the application must be in the individual members’ the Hong Kong Underwriters, their respective directors, officers, employees, partners, agents, advisers and any other parties involved 3. The number of joint applicants may not exceed 4. in the Share Offer is or will be liable for any information and 4. If you are a body corporate, the application must be signed by a duly representations not in the Prospectus (and any supplement to it); authorised officer, who must state his representative capacity, and • undertake and confirm that you or the person(s) for whose benefit stamped with your corporation’s chop. you have made the application have not applied for or taken up, or 5. You must be outside the United States, not be a United States Person indicated an interest for, and will not apply for or take up, or indicate (as defined in Regulation S under the U.S. Securities Act) and not be a an interest for, any Offer Shares under the Placing nor participated in legal or natural person of the PRC. the Placing; 6. Unless permitted by the Listing Rules, you cannot apply for any Hong • agree to disclose to the Company, the Hong Kong Branch Share Registrar, the receiving bank, the Sole Sponsor, the Sole Global an existing beneficial owner of our Shares in the Company and/or Coordinator, the Joint Bookrunners, the Joint Lead Managers, the shares of any of its subsidiaries; Hong Kong Underwriters and/or their respective advisers and agents any personal data which they may require about you and the person(s) a connected person of the Company or will become a connected for whose benefit you have made the application; person of the Company immediately upon completion of the Share • if the laws of any place outside Hong Kong apply to your application, agree and warrant that you have complied with all such laws and an associate of any of the above; or none of the Company, the Sole Sponsor, the Sole Global Coordinator, have been allocated or have applied for or indicated an interest in the Joint Bookrunners, the Joint Lead Managers, the Hong Kong any Placing Shares under the Placing. Underwriters or any of their respective directors, officers, employees, partners, agents, advisers and any other parties involved in the Share You, as a nominee, may make more than one application for the Hong Offer will breach any law outside Hong Kong as a result of the electronic application instructions acceptance of your offer to purchase, or any action arising from your to HKSCC via Central Clearing and Settlement System (“ CCASS ”) (if rights and obligations under the terms and conditions contained in the WHITE or YELLOW Prospectus and this Application Form; Application Form, and lodge more than one application in your own name • agree that once your application has been accepted, you may not rescind it because of an innocent misrepresentation; • agree that your application will be governed by the laws of Hong By completing and submitting this Application Form, you (and if you are Kong; joint applicants, each of you jointly and severally) for yourself or as an • represent, warrant and undertake that (i) you understand that the Hong agent or a nominee on behalf of each person for whom you act: Kong Offer Shares have not been and will not be registered under the undertake to execute all relevant documents and instruct and authorise U.S. Securities Act; and (ii) you and any person for whose benefit the Company and/or the Sole Global Coordinator (or their agents or you are applying for the Hong Kong Offer Shares are outside the nominees), as agents of the Company, to execute any documents for United States (as defined in Regulation S) or are a person described in you and to do on your behalf all things necessary to register any Hong paragraph (h)(3) of Rule 902 of Regulation S; Kong Offer Shares allocated to you in the name of HKSCC Nominees • warrant that the information you have provided is true and accurate; as required by the Articles of Association; • agree to accept the Hong Kong Offer Shares applied for, or any lesser agree to comply with the Companies Ordinance, Companies (Winding number allocated to you under the application; •
Conditions of your application
A. Who can apply
- confirm that you are aware of the restrictions on the Share Offer;
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You and any person(s) for whose benefit you are applying must be 18 years of age or older and must have a Hong Kong address.
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You and any person(s) for whose benefit you are applying must be 18 • agree that none of the Company, the Sole Sponsor, the Sole Global years of age or older and must have a Hong Kong address. Coordinator, the Joint Bookrunners, the Joint Lead Managers,
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If you are a firm, the application must be in the individual members’ the Hong Kong Underwriters, their respective directors, officers, names. employees, partners, agents, advisers and any other parties involved
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The number of joint applicants may not exceed 4. in the Share Offer is or will be liable for any information and 4. If you are a body corporate, the application must be signed by a duly representations not in the Prospectus (and any supplement to it); authorised officer, who must state his representative capacity, and • undertake and confirm that you or the person(s) for whose benefit stamped with your corporation’s chop. you have made the application have not applied for or taken up, or
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You must be outside the United States, not be a United States Person indicated an interest for, and will not apply for or take up, or indicate (as defined in Regulation S under the U.S. Securities Act) and not be a an interest for, any Offer Shares under the Placing nor participated in legal or natural person of the PRC. the Placing;
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Unless permitted by the Listing Rules, you cannot apply for any Hong • agree to disclose to the Company, the Hong Kong Branch Share Kong Offer Shares if you are: Registrar, the receiving bank, the Sole Sponsor, the Sole Global • an existing beneficial owner of our Shares in the Company and/or Coordinator, the Joint Bookrunners, the Joint Lead Managers, the shares of any of its subsidiaries; Hong Kong Underwriters and/or their respective advisers and agents
• a Director; any personal data which they may require about you and the person(s) • a connected person of the Company or will become a connected for whose benefit you have made the application; person of the Company immediately upon completion of the Share • if the laws of any place outside Hong Kong apply to your application, Offer; agree and warrant that you have complied with all such laws and
• an associate of any of the above; or none of the Company, the Sole Sponsor, the Sole Global Coordinator, • have been allocated or have applied for or indicated an interest in the Joint Bookrunners, the Joint Lead Managers, the Hong Kong any Placing Shares under the Placing. Underwriters or any of their respective directors, officers, employees, partners, agents, advisers and any other parties involved in the Share
You, as a nominee, may make more than one application for the Hong Offer will breach any law outside Hong Kong as a result of the Kong Offer Shares by: (i) giving electronic application instructions acceptance of your offer to purchase, or any action arising from your to HKSCC via Central Clearing and Settlement System (“ CCASS ”) (if rights and obligations under the terms and conditions contained in the you are a CCASS Participant); or (ii) using a WHITE or YELLOW Prospectus and this Application Form;
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If you are a firm, the application must be in the individual members’ names.
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The number of joint applicants may not exceed 4.
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If you are a body corporate, the application must be signed by a duly authorised officer, who must state his representative capacity, and stamped with your corporation’s chop.
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You must be outside the United States, not be a United States Person (as defined in Regulation S under the U.S. Securities Act) and not be a legal or natural person of the PRC.
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Unless permitted by the Listing Rules, you cannot apply for any Hong Kong Offer Shares if you are:
B. If you are a nominee
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You, as a nominee, may make more than one application for the Hong Kong Offer Shares by: (i) giving electronic application instructions to HKSCC via Central Clearing and Settlement System (“ CCASS ”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge more than one application in your own name on behalf of different beneficial owners.
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agree that once your application has been accepted, you may not rescind it because of an innocent misrepresentation;
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C. Effect of completing and submitting this Application Form By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as an agent or a nominee on behalf of each person for whom you act:
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agree that your application will be governed by the laws of Hong Kong;
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represent, warrant and undertake that (i) you understand that the Hong Kong Offer Shares have not been and will not be registered under the U.S. Securities Act; and (ii) you and any person for whose benefit you are applying for the Hong Kong Offer Shares are outside the United States (as defined in Regulation S) or are a person described in paragraph (h)(3) of Rule 902 of Regulation S;
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undertake to execute all relevant documents and instruct and authorise the Company and/or the Sole Global Coordinator (or their agents or nominees), as agents of the Company, to execute any documents for you and to do on your behalf all things necessary to register any Hong Kong Offer Shares allocated to you in the name of HKSCC Nominees as required by the Articles of Association;
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warrant that the information you have provided is true and accurate;
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• agree to accept the Hong Kong Offer Shares applied for, or any lesser number allocated to you under the application;
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agree to comply with the Companies Ordinance, Companies (Winding Up and Miscellaneous Provisions) Ordinance and the Articles of Association;
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authorise the Company to place the name of the HKSCC Nominees on the Company’s register of members as the holder(s) of any Hong Kong Offer Shares allocated to you, and the Company and/or its agents to deposit any Share certificate(s) into CCASS and/or to send refund cheque to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you have chosen to collect refund cheque(s) in person;
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confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
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confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;
Please use this Application Form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
Applications for Hong Kong Offer Shares will not be processed and no allotment of any Hong Kong Offer Shares will be made until the application lists of the Hong Kong Public Offering close.
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agree that the shares to be allotted shall be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your investor participant stock account or the stock account of your designated CCASS participant;
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agree that each of HKSCC and HKSCC Nominees reserves the right (1) not to accept any or part of such allotted shares issued in the name of HKSCC Nominees or not to accept such allotted shares for deposit into CCASS; (2) to cause such allotted shares to be withdrawn from CCASS and issued in your name at your own risk and costs; and (3) to cause such allotted shares to be issued in your name (or, if you are a joint applicant, to the first-named applicant) and in such a case, to post the certificates for such allotted shares at your own risk to the address on your application form by ordinary post or to make available the same for your collection;
to cause such allotted shares to be issued in your name (or, if you are a Exchange at www.hkexnews.hk joint applicant, to the first-named applicant) and in such a case, to post www.potel-group.com-group.comgroup.com . Results of allocations in the Hong Kong Public Results of allocations in the Hong Kong Public the certificates for such allotted shares at your own risk to the address Offering, and the Hong Kong Identity Card/passport/Hong Kong business on your application form by ordinary post or to make available the registration numbers of successful applicants (where applicable) will be available on the above websites. agree that each of HKSCC and HKSCC Nominees may adjust the number of allotted shares issued in the name of HKSCC Nominees; If your application for Hong Kong Offer Shares is successful (in whole or agree that neither HKSCC nor HKSCC Nominees shall have any in part) liability for the information and representations not so contained in the If your application is wholly or partially successful, your Share certificate(s) Prospectus and this application form; (subject to their becoming valid certificates of title provided that the Hong agree that neither HKSCC nor HKSCC Nominees shall be liable to Kong Public Offering has become unconditional and not having been terminated at 8:00 a.m on Thursday, November 9, 2017) will be issued in the declare and represent that this is the only application made and the name of HKSCC Nominees and deposited directly into CCASS for credit to only application intended by me/us to be made to benefit me/us or the your CCASS Investor Participant stock account or the stock account of your person for whose benefit I am/we are applying; designated CCASS Participant as instructed by you in your Application Form understand that the Company and the Sole Global Coordinator will on Wednesday, November 8, 2017 or, in the event of a contingency, on any rely on your declarations and representations in deciding whether or other date as shall be determined by HKSCC or HKSCC Nominees. not to make any allotment of any of the Hong Kong Offer Shares to • If you are applying through a designated CCASS Participant (other than a you and that you may be prosecuted for making a false declaration; CCASS Investor Participant): For Hong Kong Offer Shares credited to the (if the application is made for your own benefit) warrant that stock account of your designated CCASS Participant (other than a CCASS no other application has been or will be made for your benefit Investor Participant), you can check the number of Hong Kong Offer WHITE or YELLOW Application Form or by giving Shares allotted to you with that CCASS Participant. electronic application instructions to HKSCC or to the • If you are applying as a CCASS Investor Participant: The Company Service Provider by you or by any one as your expects to publish the results of CCASS Investor Participants’ applications together with the results of the Hong Kong Public Offering (if you are making the application as an agent for the benefit of in the South China Morning Post (in English) and the Hong Kong another person) warrant that (i) no other application has been or will Economic Journal (in Chinese), the website of the Hong Kong Stock be made by you as agent for or for the benefit of that person or by that Exchange at www.hkexnews.hk person or by any other person as agent for that person on a WHITE www.potel-group.com-group.comgroup.com on Wednesday, November 8, 2017. You should Application Form or by giving electronic application check the announcement published by the Company and report any to HKSCC; and (ii) you have due authority to sign the discrepancies to HKSCC before 5:00 p.m on Wednesday, November 8, electronic application instructions on 2017 or such other date as shall be determined by HKSCC or HKSCC behalf of that other person as their agent. Nominees. Immediately after the credit of the Hong Kong Offer Shares to your stock account, you can check your new account balance via the CCASS Phone System and CCASS Internet System (under the procedures If your application is made through an authorised attorney, the Company contained in HKSCC’s “An Operating Guide for Investor Participants” and the Sole Global Coordinator may accept or reject your application at in effect from time to time). HKSCC will also make available to you their discretion, and on any conditions they think fit, including evidence of an activity statement showing the number of Hong Kong Offer Shares credited to your stock account. No receipt will be issued for application money paid. The Company will not Determination of Offer Price and Allocation of Hong Kong Offer Shares issue temporary documents of title. The Offer Price is expected to be fixed on or around Wednesday, November 1, 2017, but in any event, not later than Friday, November 3, 2017. Applicants Refund of your money are required to pay the maximum Offer Price of HK$0.95 for each Hong If you do not receive any Hong Kong Offer Shares or if your application is
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agree that each of HKSCC and HKSCC Nominees may adjust the number of allotted shares issued in the name of HKSCC Nominees;
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agree that neither HKSCC nor HKSCC Nominees shall have any liability for the information and representations not so contained in the Prospectus and this application form;
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liability for the information and representations not so contained in the If your application is wholly or partially successful, your Share certificate(s) Prospectus and this application form; (subject to their becoming valid certificates of title provided that the Hong
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• agree that neither HKSCC nor HKSCC Nominees shall be liable to Kong Public Offering has become unconditional and not having been you in any way; terminated at 8:00 a.m on Thursday, November 9, 2017) will be issued in the
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• declare and represent that this is the only application made and the name of HKSCC Nominees and deposited directly into CCASS for credit to only application intended by me/us to be made to benefit me/us or the your CCASS Investor Participant stock account or the stock account of your person for whose benefit I am/we are applying; designated CCASS Participant as instructed by you in your Application Form
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• understand that the Company and the Sole Global Coordinator will on Wednesday, November 8, 2017 or, in the event of a contingency, on any rely on your declarations and representations in deciding whether or other date as shall be determined by HKSCC or HKSCC Nominees. not to make any allotment of any of the Hong Kong Offer Shares to • If you are applying through a designated CCASS Participant (other than a you and that you may be prosecuted for making a false declaration; CCASS Investor Participant): For Hong Kong Offer Shares credited to the
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• (if the application is made for your own benefit) warrant that stock account of your designated CCASS Participant (other than a CCASS no other application has been or will be made for your benefit Investor Participant), you can check the number of Hong Kong Offer on a WHITE or YELLOW Application Form or by giving Shares allotted to you with that CCASS Participant. electronic application instructions to HKSCC or to the • If you are applying as a CCASS Investor Participant: The Company HK eIPO White Form Service Provider by you or by any one as your expects to publish the results of CCASS Investor Participants’ agent or by any other person; and applications together with the results of the Hong Kong Public Offering
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• (if you are making the application as an agent for the benefit of in the South China Morning Post (in English) and the Hong Kong another person) warrant that (i) no other application has been or will Economic Journal (in Chinese), the website of the Hong Kong Stock be made by you as agent for or for the benefit of that person or by that Exchange at www.hkexnews.hk and the Company’s website at person or by any other person as agent for that person on a WHITE www.potel-group.com-group.comgroup.com on Wednesday, November 8, 2017. You should or YELLOW Application Form or by giving electronic application check the announcement published by the Company and report any instructions to HKSCC; and (ii) you have due authority to sign the discrepancies to HKSCC before 5:00 p.m on Wednesday, November 8, Application Form or give electronic application instructions on 2017 or such other date as shall be determined by HKSCC or HKSCC behalf of that other person as their agent. Nominees. Immediately after the credit of the Hong Kong Offer Shares to your stock account, you can check your new account balance via the
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D. Power of attorney CCASS Phone System and CCASS Internet System (under the procedures If your application is made through an authorised attorney, the Company contained in HKSCC’s “An Operating Guide for Investor Participants” and the Sole Global Coordinator may accept or reject your application at in effect from time to time). HKSCC will also make available to you their discretion, and on any conditions they think fit, including evidence of an activity statement showing the number of Hong Kong Offer Shares the attorney’s authority. credited to your stock account.
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(if you are making the application as an agent for the benefit of another person) warrant that (i) no other application has been or will be made by you as agent for or for the benefit of that person or by that person or by any other person as agent for that person on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC; and (ii) you have due authority to sign the Application Form or give electronic application instructions on behalf of that other person as their agent.
D. Power of attorney
No receipt will be issued for application money paid. The Company will not issue temporary documents of title.
Determination of Offer Price and Allocation of Hong Kong Offer Shares The Offer Price is expected to be fixed on or around Wednesday, November 1, 2017, but in any event, not later than Friday, November 3, 2017. Applicants are required to pay the maximum Offer Price of HK$0.95 for each Hong Kong Offer Share together with 1% brokerage, 0.0027% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee. If the Offer Price is not agreed between the Company and the Sole Global Coordinator (on behalf of the Hong Kong Underwriters) on or before Friday, November 3, 2017, the Share Offer will not proceed.
If you do not receive any Hong Kong Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee) without interest. If the Offer Price is less than the maximum Offer Price, the Company will refund to you the excess application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee) without interest.
The refund procedures are stated in the “14. Despatch/Collection of Share Certificates and Refund Monies” in the section headed “How to apply for Hong Kong Offer Shares” in the Prospectus.
The Company expects to announce the final Offer Price, the level of the indication of interest in the Placing, the level of applications under the Hong Kong Public Offering and the basis of allocation of the Hong Kong Public Offering on Wednesday, November 8, 2017 in the South China Morning Post (in English), the Hong Kong Economic Journal (in Chinese), the website of the Hong Kong Stock Exchange at www.hkexnews.hk and the Company’s website at www.potel-group.com-group.comgroup.com . Results of allocations in the Hong Kong Public Results of allocations in the Hong Kong Public Offering, and the Hong Kong Identity Card/passport/Hong Kong business registration numbers of successful applicants (where applicable) will be available on the above websites. If your application for Hong Kong Offer Shares is successful (in whole or in part)
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人 股份戶 口 或 閣 下 指定的中央結算系統參與者股份戶 口,請使用本申請表格
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Putian Communication Group Limited 普天通信集團有限公司 (於開曼群島註冊成立的有限公司) 股份發售
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申請條件 甲. 可提出申請的人士 • 確認 閣下知悉有關股份發售的限制; 1. 閣下及 閣下為其利益提出申請的人士必須年 • 同意本公司、獨家保薦人、獨家全球協調人、聯 滿18歲並有香港地址。 席賬簿管理人、聯席牽頭經辦人、香港承銷商、
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- 如 閣下為商號,申請須以個別成員名義提出。 彼等各自的董事、高級職員、僱員、合夥人、代 3. 聯名申請人不得超過四名。 理、顧問及參與股份發售的任何其他人士現時 4. 如 閣下為法人團體,申請須經獲正式授權人員 及日後均毋須對並非載於招股章程(及其任何補 簽署,並註明其所屬代表身份及蓋上公司印鑑。 充文件)的任何資料及陳述負責;
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- 閣下必須身處美國境外,並非美籍人士(定義見 • 承諾及確認 閣下或 閣下為其利益提出申請 美國《證券法》S規例),亦非中國法人或自然人。 的人士並無申請或接納或表示有意認購(亦不會
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- 除《上市規則》批准外,下列人士概不得申請認購 申請或接納或表示有意認購)配售的任何發售股 份,也沒有參與配售;
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任何香港發售股份: • 同意在本公司、香港股份過戶登記分處、收款銀
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• 本公司及╱或其任何附屬公司股份的現有 行、獨家保薦人、獨家全球協調人、聯席賬簿管
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實益擁有人; 理人、聯席牽頭經辦人、香港承銷商及╱或彼等
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• 董事; 各自的顧問及代理提出要求時,向彼等披露其
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• 本公司關連人士或緊隨股份發售完成後將 所要求提供有關 閣下及 閣下為其利益提出申
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成為本公司關連人士的人士; 請的人士的個人資料;
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• 上述任何人士的聯繫人;或 • 若香港境外任何地方的法例適用於 閣下的申
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• 已獲分配或已申請或表示有意申請配售的 請,則同意及保證 閣下已遵守所有有關法例,
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任何配售股份。 且本公司、獨家保薦人、獨家全球協調人、聯席
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乙. 如 閣下為代名人 賬簿管理人、聯席牽頭經辦人、香港承銷商或
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閣下作為代名人可提交超過一份香港發售股份申請, 彼等各自的董事、高級職員、僱員、合夥人、代
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方法是:(i)透過中央結算及交收系統(「 中央結算系統 」) 理、顧問及參與股份發售的任何其他人士概不 向香港結算發出 電子認購指示 (如 閣下為中央結算 會因接納 閣下的購買要約,或 閣下在招股章
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系統參與者);或(ii)使用 白色 或 黃色 申請表格,以自 程及本申請表格所載的條款及條件項下的權利 身名義代表不同的實益擁有人提交超過一份申請。 及責任所引致的任何行動,而違反香港境外的
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丙. 填交本申請表格的效用 任何法例; 閣下填妥並遞交本申請表格,即表示 閣下(如屬聯 • 同意 閣下的申請一經接納,即不得因無意的失 名申請人,即各人共同及個別)代表 閣下本身,或作 實陳述而撤銷; 為 閣下代其行事的每位人士的代理或代名人: • 同意 閣下的申請受香港法例規管; • 承諾簽立所有相關文件,並指示及授權本公司 • 聲明、保證及承諾:(i) 閣下明白香港發售股份 及╱或作為本公司代理的獨家全球協調人(或彼 不曾亦不會根據美國《證券法》登記;及(ii) 閣下 等的代理或代名人),代表 閣下簽立任何文件, 及 閣下為其利益申請香港發售股份的人士均 並為按照組織章程細則的規定將 閣下獲分配 身處美國境外(定義見S規例),或屬S規例第902 的任何香港發售股份以香港結算代理人的名義 條第(h)(3)段所述的人士; 登記; • 保證 閣下提供的資料真實及準確;
- 同意接納所申請數目或根據申請分配予 閣下 但數目較少的香港發售股份;
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同意遵守《公司條例》、《公司(清盤及雜項條文)條 例》及組織章程細則;
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授權本公司將香港結算代理人的名稱列入本公 司股東名冊,作為 閣下獲分配的任何香港發售 股份的持有人,並授權本公司及╱或其代理將任 何股票存入中央結算系統及╱或以普通郵遞方式 按申請所示地址向 閣下或聯名申請的排名首位 申請人發送任何退款支票,郵誤風險由 閣下承 擔,除非 閣下已選擇親身領取退款支票;
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確認 閣下已細閱招股章程及本申請表格所載 的條款及條件以及申請程序,並同意受其約束;
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確認 閣下已接獲及細閱招股章程,提出申請時 也僅依據招股章程載列的資料及陳述,而除招 股章程任何補充文件外,不會依賴任何其他資 料或陳述;
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人 股份戶 口 或 閣 下 指定的中央結算系統參與者股份戶 口,請使用本申請表格
截止辦理香港公開發售的申請登記前概不處理香港發售 股份的申請或配發任何香港發售股份。
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同意獲配發的股份是以香港結算代理人的名義發 行,並直接存入中央結算系統,以便記存於 閣 下的投資者戶口持有人股份戶口或 閣下指定的 中央結算系統參與者股份戶口;
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下的投資者戶口持有人股份戶口或 閣下指定的 本公司預期於2017年11月8日(星期三)在《南 華早報》(以英 中央結算系統參與者股份戶口; 文)、《信 報》(以中文)、香港聯交所網站( www.hkexnews.hk )
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• 同意香港結算及香港結算代理人各自保留權利 及本公司網站( www.potel-group.com )公佈最終發售價、配售 (1)不接納以香港結算代理人名義發行的該等獲 踴躍程度、香港公開發售認購水平及香港公開發售分配 配發的任何或部分股份,或不接納該等獲配發的 基準。香港公開發售的分配結果以及獲接納申請人的香 股份存入中央結算系統;(2)促使該等獲配發的 港身份證╱護照╱香港商業登記號碼(如適用)亦同於上述 股份從中央結算系統提取,並轉入 閣下名下, 網站公佈。 有關風險及費用概由 閣下自行承擔;及(3)促使 該等獲配發的股份以 閣下名義發行(或如屬聯 如 閣下成功申請認購香港發售股份(全部或部分) 名申請人,則以排名首位申請人的名義發行), 如 閣下的申請全部或部分獲接納, 閣下的股票(前提 而在此情況下,會以普通郵遞方式將該等獲配 是到2017年11月9日(星期四)上午八時正香港公開發售成 發股份的股票寄往 閣下在申請表格上所示地址 為無條件而並無終止,股票成為有效的所有權證明)將以
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(郵誤風險概由 閣下自行承擔)或提供該等股票 香港結算代理人名義發出,並按 閣下在申請表格的指示 予 閣下領取; 於2017年11月8日(星期三)或在特別情況下由香港結算或
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• 同意香港結算及香港結算代理人均可調整獲配 香港結算代理人指定的任何其他日期直接存入中央結算 發以香港結算代理人名義發行的股份數目; 系統,記入 閣下的中央結算系統投資者戶口持有人股份
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• 同意香港結算及香港結算代理人對招股章程及 戶口或 閣下指定的中央結算系統參與者股份戶口。 本申請表格未有載列的資料及陳述概不負責; • 如 閣下透過中央結算系統投資者戶口持有人以外
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• 同意香港結算及香港結算代理人概不以任何方 的指定中央結算系統參與者提出申請:香港發售股 式對 閣下負責; 份將存入 閣下指定的中央結算系統參與者(非中央
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• 聲明及表示此乃本人╱吾等為本身或本人╱吾等 結算系統投資者戶口持有人)股份戶口, 閣下可向 為其利益提出申請的人士提出及擬提出的唯一 該中央結算系統參與者查詢 閣下獲配發的香港發 申請; 售股份數目。
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• 明白本公司及獨家全球協調人將依據 閣下的聲 • 如 閣下以中央結算系統投資者戶口持有人身份提 明及陳述而決定是否向 閣下配發任何香港發售 出申請:本公司預期於2017年11月8日(星期三)在《南 股份, 閣下如作出虛假聲明,可能會被檢控; 華早報》(以英文)及《信報》(以中文)、香港聯交所網站
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• (如本申請是為 閣下本身利益提出)保證 閣下 ( www.hkexnews.hk )及本公司網站( www.potel-group.com ) 或作為 閣下代理的任何人士或任何其他人士不 刊登中央結算系統投資者戶口持有人的申請結果及 曾亦不會為 閣下利益而以 白色 或 黃色 申請表格 香港公開發售的結果。 閣下應查閱本公司刊發的 或向香港結算或 網上白表 服務供應商發出 電子 公告,如有任何資料不符,請於2017年11月8日(星期 認購指示 而提出其他申請;及 三)或香港結算或香港結算代理人釐定的任何其他日
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• (如 閣下作為代理為另一人士的利益提出申請) 期下午5時正前知會香港結算。緊隨香港發售股份存 保證(i) 閣下(作為代理或為該人士利益)或該 入 閣下的股份戶口後, 閣下即可透過「結算通」電 人士或任何其他作為該人士代理的人士不曾亦 話系統及中央結算系統互聯網系統(根據香港結算當 不會以 白色 或 黃色 申請表格或向香港結算發出 時生效的《投資者戶口操作簡介》所載程序)查詢 閣 電子認購指示 而提出其他申請;及(ii) 閣下獲正 下的新戶口結餘。香港結算亦將向 閣下提供一份活 式授權作為該人士的代理代為簽署申請表格或 動結單,列出存入 閣下股份戶口的香港發售股份數 。
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發出 電子認購指示 目。 本公司不會就申請時繳付的款項發出收據,亦不會發出
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丁. 授權書 臨時所有權文件。 如 閣下透過授權人士提出申請,本公司及獨家全球 協調人可按其認為合適的條件(包括出示獲授權證明) 退回款項 酌情接納或拒絕 閣下的申請。 若 閣下未獲分配任何香港發售股份或申請僅部分獲接
若 閣下未獲分配任何香港發售股份或申請僅部分獲接 納,本公司將不計利息退回 閣下的申請股款(包括相關 的1%經紀佣金、0.0027%證監會交易徵費及0.005%香港聯 交所交易費)。如發售價低於最高發售價,本公司將不計 利息退回多收申請股款(包括相關的1%經紀佣金、0.0027% 證監會交易徵費及0.005%香港聯交所交易費)。 有關退款程序載於招股章程「如何申請香港發售股份」一 節「14.寄發╱領取股票及退回股款」一段。
釐定發售價及香港發售股份的分配
預期發售價於2017年11月1日(星期三)或前後釐定,惟於任 何情況下均不會遲於2017年11月3日(星期五)。申請人須 繳付每股香港發售股份0.95港元的最高發售價,另加1%經 紀佣金、0.0027%證監會交易徵費及0.005%香港聯交所交易 費。倘若本公司與獨家全球協調人(代表香港承銷商)並無 於2017年11月3日(星期五)或之前協定發售價,股份發售將 不會進行。
Please use this Application Form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
Personal Data
Personal Information Collection Statement
3. Transfer of personal data
This Personal Information Collection Statement informs the applicant for, and holder of, Hong Kong Offer Shares, of the policies and practices of the Company and its Hong Kong Branch Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “ Ordinance ”).
- Personal data held by the Company and its Hong Kong Branch Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Branch Share Registrar may, to the extent
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necessary for achieving any of the above purposes,
disclose, obtain or transfer (whether within or outside
1. Reasons for the collection of your personal data
Hong Kong) the personal data to, from or with any of the
It is necessary for applicants and registered holders of
following:
securities to supply correct personal data to the Company
or its agents and the Hong Kong Branch Share Registrar • the Company’s appointed agents such as financial
when applying for securities or transferring securities advisers, receiving bankers and overseas principal
into or out of their names or in procuring the services of share registrar;
the Hong Kong Branch Share Registrar. • where applicants for securities request a deposit into
Failure to supply the requested data may result in your CCASS, HKSCC or HKSCC Nominees, who will
application for securities being rejected, or in delay or use the personal data for the purposes of operating
the inability of the Company or its Hong Kong Branch CCASS;
Share Registrar to effect transfers or otherwise render
• any agents, contractors or third-party service providers
their services. It may also prevent or delay registration
who offer administrative, telecommunications, computer,
or transfers of the Hong Kong Offer Shares which you
payment or other services to the Company or the Hong
have successfully applied for and/or the despatch of share
Kong Branch Share Registrar in connection with their
certificate(s) and/or refund cheque(s) to which you are
respective business operation;
entitled.
• the Hong Kong Stock Exchange, the SFC and any
It is important that securities holders inform the
other statutory regulatory or governmental bodies or
Company and the Hong Kong Branch Share Registrar
otherwise as required by laws, rules or regulations;
immediately of any inaccuracies in the personal data
and
supplied.
• any persons or institutions with which the securities’
holders have or propose to have dealings, such as their
The personal data of the securities holders may be used, bankers, solicitors, accountants or stockbrokers etc.
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necessary for achieving any of the above purposes, disclose, obtain or transfer (whether within or outside 1. Reasons for the collection of your personal data Hong Kong) the personal data to, from or with any of the It is necessary for applicants and registered holders of following: securities to supply correct personal data to the Company or its agents and the Hong Kong Branch Share Registrar • the Company’s appointed agents such as financial when applying for securities or transferring securities advisers, receiving bankers and overseas principal into or out of their names or in procuring the services of share registrar; the Hong Kong Branch Share Registrar. • where applicants for securities request a deposit into Failure to supply the requested data may result in your CCASS, HKSCC or HKSCC Nominees, who will application for securities being rejected, or in delay or use the personal data for the purposes of operating the inability of the Company or its Hong Kong Branch CCASS; Share Registrar to effect transfers or otherwise render • any agents, contractors or third-party service providers their services. It may also prevent or delay registration who offer administrative, telecommunications, computer, or transfers of the Hong Kong Offer Shares which you payment or other services to the Company or the Hong have successfully applied for and/or the despatch of share Kong Branch Share Registrar in connection with their certificate(s) and/or refund cheque(s) to which you are respective business operation; • the Hong Kong Stock Exchange, the SFC and any It is important that securities holders inform the other statutory regulatory or governmental bodies or Company and the Hong Kong Branch Share Registrar otherwise as required by laws, rules or regulations; immediately of any inaccuracies in the personal data and • any persons or institutions with which the securities’ holders have or propose to have dealings, such as their The personal data of the securities holders may be used, bankers, solicitors, accountants or stockbrokers etc. held, processed and/or stored (by whatever means) for 4. Retention of personal data • processing your application and/or refund cheque, The Company and its Hong Kong Branch Share where applicable, verification of compliance with Registrar will keep the personal data of the applicants the terms and application procedures set out in this and holders of securities for as long as necessary to Application Form and the Prospectus and announcing fulfil the purposes for which the personal data were results of allocation of the Hong Kong Offer Shares; collected. Personal data which is no longer required • compliance with applicable laws and regulations in will be destroyed or dealt with in accordance with the Hong Kong and elsewhere; Ordinance. • registering new issues or transfers into or out of the names of securities’ holders including, where 5. Access to and correction of personal data applicable, HKSCC Nominees; Securities holders have the right to ascertain whether • maintaining or updating the register of securities’ the Company or the Hong Kong Branch Share Registrar holders of the Company; hold their personal data, to obtain a copy of that data, and • verifying securities holders’ identities; to correct any data that is inaccurate. The Company and • establishing benefit entitlements of securities’ holders the Hong Kong Branch Share Registrar have the right of the Company, such as dividends, rights issues,
1. Reasons for the collection of your personal data
2. Purposes The personal data of the securities holders may be used, held, processed and/or stored (by whatever means) for the following purposes: • processing your application and/or refund cheque, where applicable, verification of compliance with the terms and application procedures set out in this Application Form and the Prospectus and announcing results of allocation of the Hong Kong Offer Shares;
• compliance with applicable laws and regulations in Hong Kong and elsewhere;
The Company and its Hong Kong Branch Share Registrar will keep the personal data of the applicants and holders of securities for as long as necessary to fulfil the purposes for which the personal data were collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.
- registering new issues or transfers into or out of the names of securities’ holders including, where applicable, HKSCC Nominees;
5. Access to and correction of personal data Securities holders have the right to ascertain whether the Company or the Hong Kong Branch Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the Hong Kong Branch Share Registrar have the right to charge a reasonable fee for the processing of such requests. All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the section headed “Corporate Information” in the Prospectus or as notified from time to time, for the attention of the company secretary, or our Hong Kong Branch Share Registrar for the attention of the privacy compliance officer.
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maintaining or updating the register of securities’ holders of the Company;
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verifying securities holders’ identities;
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establishing benefit entitlements of securities’ holders of the Company, such as dividends, rights issues, bonus issues, etc.;
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distributing communications from the Company and its subsidiaries;
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compiling statistical information and securities’ holders profiles;
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disclosing relevant information to facilitate claims on entitlements; and
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any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Branch Share Registrar to discharge their obligations to securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的香港發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人 股份戶 口 或 閣 下 指定的中央結算系統參與者股份戶 口,請使用本申請表格
個人資料
個人資料收集聲明
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此項個人資料收集聲明是向香港發售股份的申請 3. 轉交個人資料 人和持有人說明有關本公司及其香港股份過戶登 本公司及其香港股份過戶登記分處所持有關證 記分處有關個人資料和香港法例第486章《個人資料 券持有人的個人資料將會保密,但本公司及其香
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(私隱)條例》(「《 條例 》」)方面的政策和慣例。 港股份過戶登記分處可以在為達到上述任何目 的之必要情況下,向下列任何人士披露、獲取或
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1. 收集 閣下個人資料的原因 轉交(無論在香港境內或境外)有關個人資料:
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證券申請人及登記持有人以本身名義申請證券 • 本公司委任的代理人,例如財務顧問、收款銀
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或轉讓或受讓證券時或尋求香港股份過戶登記 行和主要海外股份過戶登記處;
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分處的服務時,必須向本公司或其代理人及香港 股份過戶登記分處提供準確個人資料。 • (如證券申請人要求將證券存於中央結算系統) 香港結算或香港結算代理人;彼等將會就中央
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未能提供所要求的資料可能導致 閣下申請證券 結算系統的運作使用有關個人資料;
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被拒或延遲,或本公司或其香港股份過戶登記分 處無法落實轉讓或提供服務。此舉也可能妨礙或 • 向本公司或香港股份過戶登記分處提供與其 延遲登記或轉讓 閣下成功申請的香港發售股份 各自業務營運有關的行政、電訊、電腦、付款 及╱或寄發 閣下應得的股票及╱或退款支票。 或其他服務的任何代理人、承包商或第三方服 務供應商;
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證券持有人所提供的個人資料如有任何錯誤,須 立即通知本公司及香港股份過戶登記分處。 • 香港聯交所、證監會及任何其他法定監管機關 或政府部門或法例、規則或法規所規定的其他
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2. 目的 機構;及 證券持有人的個人資料可以任何方式被採用、持 • 證券持有人與其進行或擬進行交易的任何人 有、處理及╱或保存,以作下列用途: 士或機構,例如彼等的銀行、律師、會計師或 • 處理 閣下的申請及╱或退款支票(如適用)、 股票經紀等。 核實是否符合本申請表格及招股章程載列的 條款和申請程序以及公佈香港發售股份的分 4. 個人資料的保留 配結果; 本公司及其香港股份過戶登記分處將按收集個
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• 遵守香港及其他地區的適用法律及法規; 人資料所需的用途保留證券申請人及持有人的 個人資料。無需保留的個人資料將會根據條例銷
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• 以證券持有人(包括香港結算代理人(如適用)) 毀或處理。
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的名義登記新發行證券或轉讓或受讓證券;
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• 存置或更新本公司證券持有人的名冊; 5. 查閱和更正個人資料 • 核實證券持有人的身份; 證券持有人有權確定本公司或香港股份過戶登 • 確定本公司證券持有人的受益權利,例如股 記分處是否持有其個人資料,並有權索取有關該 息、供股和紅股等; 資料的副本並更正任何不準確資料。本公司和香 港股份過戶登記分處有權就處理任何查閱資料
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• 分發本公司及其附屬公司的通訊; 的要求收取合理費用。所有查閱資料或更正資料
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• 編製統計數據和證券持有人資料; 的要求應按招股章程「公司資料」一節所披露或
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• 披露有關資料以便就權益索償;及 不時通知的本公司註冊地址送交公司秘書,或向 • 與上述有關的任何其他附帶或相關目的及╱或 本公司的香港股份過戶登記分處的個人資料私 使本公司及香港股份過戶登記分處能履行對 隱事務主任提出。 證券持有人及╱或監管機構承擔的責任及╱或 閣下簽署申請表格或向香港結算發出電子認購指
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證券持有人不時同意的任何其他目的。
閣下簽署申請表格或向香港結算發出電子認購指 示,即表示同意上述各項。