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PUMA BIOTECHNOLOGY, INC. Director's Dealing 2021

Jun 22, 2021

33488_dirs_2021-06-22_af42ade6-f9a3-46e8-8a94-91965638e3d5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PUMA BIOTECHNOLOGY, INC. (PBYI)
CIK: 0001401667
Period of Report: 2021-06-17

Reporting Person: Wong Alvin F (Chief Scientific Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-06-17 STOCK OPTION (RIGHT TO BUY) $10.21 A 90000 Acquired 2031-06-16 COMMON STOCK (90000) Direct

Footnotes

F1: Subject to the Reporting Person's continued employment with the Company through the applicable vesting date, 1/3rd of the shares underlying the option will vest on the first anniversary of June 15, 2021 (the "Option Vesting Commencement Date"), and 1/36th of the shares underlying the option will vest on each monthly anniversary of the Option Vesting Commencement Date thereafter.