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PUMA BIOTECHNOLOGY, INC. — Director's Dealing 2021
Jun 22, 2021
33488_dirs_2021-06-22_af42ade6-f9a3-46e8-8a94-91965638e3d5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PUMA BIOTECHNOLOGY, INC. (PBYI)
CIK: 0001401667
Period of Report: 2021-06-17
Reporting Person: Wong Alvin F (Chief Scientific Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-17 | STOCK OPTION (RIGHT TO BUY) | $10.21 | A | 90000 | Acquired | 2031-06-16 | COMMON STOCK (90000) | Direct |
Footnotes
F1: Subject to the Reporting Person's continued employment with the Company through the applicable vesting date, 1/3rd of the shares underlying the option will vest on the first anniversary of June 15, 2021 (the "Option Vesting Commencement Date"), and 1/36th of the shares underlying the option will vest on each monthly anniversary of the Option Vesting Commencement Date thereafter.
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