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PUMA BIOTECHNOLOGY, INC. — Director's Dealing 2021
Jul 16, 2021
33488_dirs_2021-07-16_61c95035-3414-4214-abe8-04734ed4b89e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PUMA BIOTECHNOLOGY, INC. (PBYI)
CIK: 0001401667
Period of Report: 2021-07-15
Reporting Person: Dorval Allison (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-15 | STOCK OPTION (RIGHT TO BUY) | $8.19 | A | 108721 | Acquired | 2031-07-14 | COMMON STOCK (108721) | Direct |
Footnotes
F1: The vesting commencement date of the option is July 15, 2021 (the "Option Vesting Commencement Date"). Subject to the Reporting Person's continued service with the Issuer through the applicable vesting date, the option vests (i) on the first anniversary of the Option Vesting Commencement Date with respect to one-third (1/3rd) of the shares subject thereto and (ii) on each monthly anniversary of the Option Vesting Commencement Date thereafter with respect to an additional 1/36th of the shares subject thereto.
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