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PUMA BIOTECHNOLOGY, INC. Director's Dealing 2018

Feb 13, 2018

33488_dirs_2018-02-13_91363fcb-dfc2-4f67-a803-85accad47f2e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PUMA BIOTECHNOLOGY, INC. (PBYI)
CIK: 0001401667
Period of Report: 2018-02-11

Reporting Person: Lo Steven (Chief Commercial Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-02-11 STOCK OPTION (RIGHT TO BUY) $60.85 A 33000 Acquired 2028-02-10 COMMON STOCK (33000) Direct

Footnotes

F1: The vesting commencement date ("Vesting Commencement Date") of the option is January 1, 2018. The option vests (i) with respect to one-third (1/3rd) of the shares underlying the option on the first anniversary of the Vesting Commencement Date and (ii) with respect to 1/36th of the shares underlying the option on each monthly anniversary of the Vesting Commencement Date thereafter, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.