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PUMA BIOTECHNOLOGY, INC. — Director's Dealing 2018
Mar 7, 2018
33488_dirs_2018-03-07_33c8e48b-ac66-46ec-89e0-fe0dd2a643a9.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: PUMA BIOTECHNOLOGY, INC. (PBYI)
CIK: 0001401667
Period of Report: 2018-02-11
Reporting Person: BRYCE RICHARD PAUL (SEE REMARKS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-11 | COMMON STOCK | A | 9000 | $0.00 | Acquired | 34379 | Direct |
Footnotes
F1: Represents Restricted Stock Units which vest (i) with respect to one-third (1/3rd) of the shares subject thereto on the first anniversary of the vesting commencement date of January 1, 2018 ("Vesting Commencement Date") and (ii) with respect to 1/36th of the shares subject thereto on each monthly anniversary of the Vesting Commencement Date thereafter, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.
F2: This amended Form 4 is filed solely for the purpose of correcting an administrative error in column 4 reporting securities as disposed of, instead of acquired, as reported on the Form 4 filed February 13, 2018.