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PUMA BIOTECHNOLOGY, INC. Director's Dealing 2017

Jul 14, 2017

33488_dirs_2017-07-14_24a0edd7-c800-42be-888f-b90854b0206d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PUMA BIOTECHNOLOGY, INC. (PBYI)
CIK: 0001401667
Period of Report: 2017-07-03

Reporting Person: BRYCE RICHARD PAUL (SR VP, CLINICAL RESEARCH & DEV)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-07-03 COMMON STOCK M 5000 $11.30 Acquired 34237 Direct
2017-07-03 COMMON STOCK S 5000 $87.10 Disposed 29237 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-07-03 STOCK OPTION (RIGHT TO BUY) $11.30 M 5000 Disposed 2022-06-26 COMMON STOCK (5000) Direct

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2: The option is fully vested and is exercisable.