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PUMA BIOTECHNOLOGY, INC. — Director's Dealing 2016
Apr 15, 2016
33488_dirs_2016-04-15_00bd9e66-3422-42a1-8968-e069eb0d8e0c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PUMA BIOTECHNOLOGY, INC. (PBYI)
CIK: 0001401667
Period of Report: 2016-04-14
Reporting Person: ZAVRL FRANK (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-14 | Stock Option (Right to Buy) | $31.95 | A | 10000 | Acquired | 2026-04-13 | Common Stock (10000) | Direct |
Footnotes
F1: The vesting commencement date ("VCD") of the option is April 14, 2016. The option vests (i) with respect to one-third (1/3) of the shares underlying the option on the first anniversary of the VCD and (ii) with respect to 1/36th of the shares underlying the option, on each monthly anniversary of the VCD thereafter, subject to the Reporting Person's continued service through each vesting date as a member of the Compensation Committee of the Board of Directors of the Issuer.
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