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PUMA BIOTECHNOLOGY, INC. — Director's Dealing 2016
Apr 18, 2016
33488_dirs_2016-04-18_61c1aca3-7eb9-4dff-9265-6eeff21614dc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PUMA BIOTECHNOLOGY, INC. (PBYI)
CIK: 0001401667
Period of Report: 2016-04-15
Reporting Person: PHILLIPS RICHARD BENTON (See Remarks)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-15 | STOCK OPTION (RIGHT TO BUY) | $31.85 | A | 25000 | Acquired | 2026-04-14 | COMMON STOCK (25000) | Direct |
Footnotes
F1: The vesting commencement date ("VCD") of the option is April 15, 2016. 100% of the shares of common stock underlying the option shall vest on the earlier of (i) the one-year anniversary of the VCD and (ii) the date on which a new Head of Regulatory Affairs commences employment with the Issuer, subject to the Reporting Person's continued employment with the Issuer through the vesting date.
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