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PUMA BIOTECHNOLOGY, INC. Director's Dealing 2016

Apr 18, 2016

33488_dirs_2016-04-18_61c1aca3-7eb9-4dff-9265-6eeff21614dc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PUMA BIOTECHNOLOGY, INC. (PBYI)
CIK: 0001401667
Period of Report: 2016-04-15

Reporting Person: PHILLIPS RICHARD BENTON (See Remarks)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-04-15 STOCK OPTION (RIGHT TO BUY) $31.85 A 25000 Acquired 2026-04-14 COMMON STOCK (25000) Direct

Footnotes

F1: The vesting commencement date ("VCD") of the option is April 15, 2016. 100% of the shares of common stock underlying the option shall vest on the earlier of (i) the one-year anniversary of the VCD and (ii) the date on which a new Head of Regulatory Affairs commences employment with the Issuer, subject to the Reporting Person's continued employment with the Issuer through the vesting date.