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PUMA BIOTECHNOLOGY, INC. — Director's Dealing 2016
Nov 16, 2016
33488_dirs_2016-11-16_a089a914-c282-42a9-b753-66733b3147b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PUMA BIOTECHNOLOGY, INC. (PBYI)
CIK: 0001401667
Period of Report: 2016-11-14
Reporting Person: MOYES JAY M (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-14 | Stock Option (Right to Buy) | $40.10 | A | 10000 | Acquired | 2026-11-13 | Common Stock (10000) | Direct |
Footnotes
F1: The vesting commencement date ("VCD") of the option is November 14, 2016. The option vests (i) with respect to one-third (1/3rd) of the shares subject thereto on the first anniversary of the VCD and (ii) with respect to an additional 1/36th of the shares subject thereto on each monthly anniversary of the VCD thereafter, subject to the Reporting Person's continued service with the Issuer through each vesting date.
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