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PUMA BIOTECHNOLOGY, INC. Director's Dealing 2016

Nov 16, 2016

33488_dirs_2016-11-16_630135ff-786e-429f-800e-300cc6e61252.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PUMA BIOTECHNOLOGY, INC. (PBYI)
CIK: 0001401667
Period of Report: 2016-11-14

Reporting Person: Senderowicz Adrian (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-14 Stock Option (Right to Buy) $40.10 A 10000 Acquired 2026-11-13 Common Stock (10000) Direct

Footnotes

F1: The vesting commencement date ("VCD") of the option is November 14, 2016. The option vests (i) with respect to one-third (1/3) of the shares underlying the option on the first anniversary of the VCD and (ii) with respect to 1/36th of the shares underlying the option, on each monthly anniversary of the VCD thereafter, subject to the Reporting Person's continued service with the Issuer through each vesting date.