AI assistant
PUMA BIOTECHNOLOGY, INC. — Director's Dealing 2013
Oct 21, 2013
33488_dirs_2013-10-21_ee7aa1c0-c12b-44b8-8996-3c5e441571dc.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PUMA BIOTECHNOLOGY, INC. (PBYI)
CIK: 0001401667
Period of Report: 2013-10-18
Reporting Person: WILSON TROY EDWARD (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-18 | STOCK OPTION (RIGHT TO BUY) | $44.96 | A | 40000 | Acquired | 2023-10-18 | COMMON STOCK (40000) | Direct |
Footnotes
F1: The vesting commencement date ("Vesting Commencement Date") of the option is October 18, 2013. The option vests (i) with respect to one-third (1/3) of the shares underlying the option on the first anniversary of the Vesting Commencement Date and (ii) with respect to one-thirty sixth (1/36th) of the shares underlying the option, on each monthly anniversary of the Vesting Commencement Date thereafter, subject to (a) the Reporting Person's continued service on the Audit Committee, with respect to 10,000 of the 40,000 underlying shares, and (b) the Reporting Person's continued service with the Issuer, with respect to the remaining 30,000 of the 40,000 underlying shares.