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PUMA BIOTECHNOLOGY, INC. — Director's Dealing 2012
Oct 22, 2012
33488_dirs_2012-10-22_973bc342-0769-469b-b0b8-7278d21d7adb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PUMA BIOTECHNOLOGY, INC. (PBYI)
CIK: 0001401667
Period of Report: 2012-10-18
Reporting Person: MOYES JAY M (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-18 | STOCK OPTION (RIGHT TO BUY) | $16.50 | A | 20000 | Acquired | 2022-10-18 | COMMON STOCK (20000) | Direct |
| 2012-10-18 | STOCK OPTION (RIGHT TO BUY) | $16.50 | A | 20000 | Acquired | 2022-10-18 | COMMON STOCK (20000) | Direct |
Footnotes
F1: The vesting commencement date of the option is October 18, 2012. The option vests (i) with respect to one-third (1/3) of the shares underlying the option on the first anniversary of the vesting commencement date and (ii) with respect to 1/36th of the shares underlying the option, on each monthly anniversary of the vesting commencement date thereafter, subject to the Reporting Person's continued service through each vesting date as chair of the Compensation Committee of the Board of Directors of the Issuer.
F2: The vesting commencement date of the option is October 18, 2012. The option vests (i) with respect to one-third (1/3) of the shares underlying the option on the first anniversary of the vesting commencement date and (ii) with respect to 1/36th of the shares underlying the option, on each monthly anniversary of the vesting commencement date thereafter, subject to the Reporting Person's continued service through each vesting date as chair of the Nominating and Corporate Governance Committee of the Board of Directors of the Issuer.