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PUMA BIOTECHNOLOGY, INC. — Director's Dealing 2012
Oct 22, 2012
33488_dirs_2012-10-22_f8c3f777-f4ab-47a5-a809-a933da82be13.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PUMA BIOTECHNOLOGY, INC. (PBYI)
CIK: 0001401667
Period of Report: 2012-10-18
Reporting Person: Malley Thomas (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-18 | STOCK OPTION (RIGHT TO BUY) | $16.50 | A | 10000 | Acquired | 2022-10-18 | COMMON STOCK (10000) | Direct |
| 2012-10-18 | STOCK OPTION (RIGHT TO BUY) | $16.50 | A | 10000 | Acquired | 2022-10-18 | COMMON STOCK (10000) | Direct |
Footnotes
F1: The vesting commencement date of the option is October 18, 2012. The option vests (i) with respect to one-third (1/3) of the shares underlying the option on the first anniversary of the vesting commencement date and (ii) with respect to 1/36th of the shares underlying the option, on each monthly anniversary of the vesting commencement date thereafter, subject to the Reporting Person's continued service through each vesting date as a member of the Compensation Committee of the Board of Directors of the Issuer.
F2: The vesting commencement date of the option is October 18, 2012. The option vests (i) with respect to one-third (1/3) of the shares underlying the option on the first anniversary of the vesting commencement date and (ii) with respect to 1/36th of the shares underlying the option, on each monthly anniversary of the vesting commencement date thereafter, subject to the Reporting Person's continued service through each vesting date as a member of the Nominating and Corporate Governance Committee of the Board of Directors of the Issuer.