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PULTEGROUP INC/MI/ — Director's Dealing 2021
Feb 5, 2021
30194_dirs_2021-02-05_156564cc-7a2c-4760-9263-895649f3e3fd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PULTEGROUP INC/MI/ (PHM)
CIK: 0000822416
Period of Report: 2021-02-03
Reporting Person: MARSHALL RYAN (Director, Chief Exec Officer, President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-03 | Common Stock | A | 64223 | — | Acquired | 552707 | Direct |
| 2021-02-03 | Common Stock | D | 28955 | $46.12 | Disposed | 523752 | Direct |
| 2021-02-03 | Common Stock | A | 75889 | — | Acquired | 599641 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Units | 1079.48 | Indirect |
Footnotes
F1: These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan.
F2: These shares are fully vested and exercisable.
F3: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award.
F4: Represents units of the PulteGroup, Inc. Stock Fund (the Fund) of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represent 2,513.286 shares of PulteGroup, Inc. Common Stock held in the Fund as of February 3, 2021.