PULTEGROUP INC/MI/ — Director's Dealing 2018

Feb 9, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PULTEGROUP INC/MI/ (PHM)
CIK: 0000822416
Period of Report: 2018-02-07

Reporting Person: SMITH HARMON D (EVP & Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-02-07	Common Stock	A	12717	—	Acquired	302248	Direct
2018-02-07	Common Stock	F	3904	$30.46	Disposed	298344	Direct
2018-02-07	Common Stock	A	26264	—	Acquired	324608	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Units	6212.57	Indirect

Footnotes

F1: These share were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan.

F2: These shares are fully vested and exercisable.

F3: These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award.

F4: On July 3, 2017, .070 units of the PulteGroup, Inc. Stock Fund of the PulteGroup, Inc. 401(k) Plan ("Plan") were sold to cover the fees on the Plan. On October 2, 2017, .065 units of the PulteGroup, Inc. Stock Fund of the Plan were sold to cover the fees on the Plan. On January 2, 2018, .059 units of the PulteGroup, Inc. Stock Fund of the Plan were sold to cover the fees on the Plan.

F5: Represents units of the PulteGroup, Inc. Stock Fund (the "Fund") of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represented 13,867.049 shares of PulteGroup, Inc. Common Stock held in the Fund as of February 6, 2018.