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PULTEGROUP INC/MI/ — Director's Dealing 2014
Oct 30, 2014
30194_dirs_2014-10-30_ce4f61b6-6df3-40fd-898b-2a3d40221f12.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PULTEGROUP INC/MI/ (PHM)
CIK: 0000822416
Period of Report: 2014-10-28
Reporting Person: SMITH HARMON D (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-28 | Common Stock | M | 40000 | $12.335 | Acquired | 323349 | Direct |
| 2014-10-28 | Common Stock | M | 25000 | $11.445 | Acquired | 348349 | Direct |
| 2014-10-28 | Common Stock | S | 114240 | $19.50 | Disposed | 234109 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-10-28 | Employee Stock Option (Right to Buy) | $12.335 | M | 40000 | Disposed | 2019-08-18 | Common Stock (40000) | Direct |
| 2014-10-28 | Employee Stock Option (Right to Buy) | $11.445 | M | 25000 | Disposed | 2020-02-11 | Common Stock (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Units | 6212.838 | Indirect |
Footnotes
F1: These options vest 50% on 8/18/2011; and 25% on both 8/18/2012 and 8/18/2013.
F2: These options vest 50% on 02/11/2012, and 25% on both 02/11/2013 and 02/11/2014.
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