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PULTEGROUP INC/MI/ — Director's Dealing 2013
Mar 6, 2013
30194_dirs_2013-03-06_f353dd59-0a14-417e-9788-706f7112eb76.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PULTEGROUP INC/MI/ (PHM)
CIK: 0000822416
Period of Report: 2013-03-05
Reporting Person: DUGAS RICHARD J JR (Director, Pres. and Chief Exec. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-05 | Common Stock | M | 500000 | $10.93 | Acquired | 1695957 | Direct |
| 2013-03-05 | Common Stock | S | 500000 | $20.1719 | Disposed | 1195957 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-05 | Employee Stock Option (Right to Buy) | $10.93 | M | 500000 | Disposed | 2017-12-06 | Common Stock (500000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 40612 | Indirect |
| Units | 8360.065 | Indirect |
Footnotes
F1: The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $20 to $20.35, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price withinin the ranges set forth in this footnote.
F2: Represents units of the PulteGroup, Inc. Stock Fund (the Fund) of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represents 17,665.977 shares of PulteGroup, Inc. CommonStock held in the Fund as of 2/28/2013.