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PULTEGROUP INC/MI/ — Director's Dealing 2013
May 2, 2013
30194_dirs_2013-05-02_e04cc50b-8e98-42ed-9d87-735731fdef6e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PULTEGROUP INC/MI/ (PHM)
CIK: 0000822416
Period of Report: 2013-05-02
Reporting Person: SMITH HARMON D (Area President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-02 | Common Stock | M | 50000 | $10.93 | Acquired | 296920 | Direct |
| 2013-05-02 | Common Stock | M | 39000 | $11.355 | Acquired | 335920 | Direct |
| 2013-05-02 | Common Stock | S | 89000 | $21.50 | Disposed | 246920 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-02 | Employee Stock Option (Right to Buy) | $10.93 | M | 50000 | Disposed | 2017-12-06 | Common Stock (50000) | Direct |
| 2013-05-02 | Employee Stock Option (Right to Buy) | $11.355 | M | 39000 | Disposed | 2018-12-09 | Common Stock (39000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Units | 6212.838 | Indirect |
Footnotes
F1: Represents units of the PulteGroup, Inc. Stock Fund (the Fund) of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. Since 2/28/2013, the reporting person had contributions totalling 175.019 units. The reporting person's units represent 13,094.614 shares of PulteGroup, Inc. Common Stock held in the Fund as of 4/30/2013.
F2: These options vest 50% on 12/6/2009, and 25% on both 12/6/2010 and 12/6/2011.
F3: These options will vest 50% on 12/9/2010 and 25% on 12/9/2011 and 12/9/2012.