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PULTEGROUP INC/MI/ — Director's Dealing 2013
Dec 6, 2013
30194_dirs_2013-12-06_e2261520-32cd-452b-8496-4c28627d7817.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PULTEGROUP INC/MI/ (PHM)
CIK: 0000822416
Period of Report: 2013-12-05
Reporting Person: SMITH HARMON D (Area President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-05 | Common Stock | J | 308 | — | Acquired | 272228 | Direct |
| 2013-12-05 | Common Stock | F | 21104 | $18.35 | Disposed | 251124 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Units | 6212.838 | Indirect |
Footnotes
F1: Represents common shares received for accrued dividends pursuant to the terms of the Performance Share Award to which the dividends relate.
F2: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.
F3: Represents units of the PulteGroup, Inc. Stock Fund (the "Fund") of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represents 13,253.613 shares of PutleGroup, Inc. Common Stock held in the Fund as of 11/30/2013.