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PULTEGROUP INC/MI/ — Director's Dealing 2012
Aug 17, 2012
30194_dirs_2012-08-17_0fe8f34f-34f4-454e-8a78-091f3eeaf6bf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PULTEGROUP INC/MI/ (PHM)
CIK: 0000822416
Period of Report: 2012-08-16
Reporting Person: DUGAS RICHARD J JR (Director, Pres. and Chief Exec. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-16 | Common Stock | M | 120000 | $14.4025 | Acquired | 1258849 | Direct |
| 2012-08-16 | Common Stock | S | 120000 | $13.00 | Disposed | 1138849 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-16 | Employee Stock Option (Right to Buy) | $11.4025 | M | 120000 | Disposed | 2012-12-12 | Common Stock (120000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 40612 | Indirect |
| Units | 8360.065 | Indirect |
Footnotes
F1: Represents units of the PulteGroup, Inc. Stock Fund (the Fund) of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. On 2/28/2012 the reporting person had a required withdrawal of 1.094 units due to the plan not meeting certain non-discrimination requirements. The reporting person's units represent 18,007.432 shares of PulteGroup, Inc. Common Stock held in the Fund as of 07/31/2012.
F2: Options exercised pursuant 10b5-1 Plan dated July 30,2012