Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

PULTEGROUP INC/MI/ Director's Dealing 2012

Sep 12, 2012

30194_dirs_2012-09-12_9ca42b40-29dd-4af4-89b7-d1085b3f16e8.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PULTEGROUP INC/MI/ (PHM)
CIK: 0000822416
Period of Report: 2012-09-12

Reporting Person: BEIRNE PATRICK (Area President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-09-12 Common Stock M 40000 $11.4025 Acquired 154942 Direct
2012-09-12 Common Stock S 5000 $15.5606 Disposed 149942 Direct
2012-09-12 Common Stock S 5000 $15.55 Disposed 144942 Direct
2012-09-12 Common Stock S 5000 $15.5204 Disposed 139942 Direct
2012-09-12 Common Stock S 5000 $15.5205 Disposed 134942 Direct
2012-09-12 Common Stock S 5000 $15.5501 Disposed 129942 Direct
2012-09-12 Common Stock S 5000 $15.58 Disposed 124942 Direct
2012-09-12 Common Stock S 5000 $15.51 Disposed 119942 Direct
2012-09-12 Common Stock S 5000 $15.5103 Disposed 114942 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-09-12 Employee Stock Option (Right to Buy) $11.4025 M 40000 Disposed 2012-12-12 Common Stock (40000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Units 33328.948 Indirect

Footnotes

F1: Represents units of the PulteGroup, Inc. Stock Fund (the Fund) of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. From 2/1/2012 to 8/31/2012 the reporting person had contributions totalling 1,219.122 units and a required withdrawal of 1.916 units due to the plan not meeting certain non-discrimination requirements. The reporting person's units represent 71,262.553 shares of PulteGroup, Inc. Common Stock held in the Fund as of 08/31/2012.