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PULTEGROUP INC/MI/ — Director's Dealing 2011
Feb 9, 2011
30194_dirs_2011-02-09_fc252588-b1fc-4261-a805-4ca1ae9bd494.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PULTEGROUP INC/MI/ (PHM)
CIK: 0000822416
Period of Report: 2011-02-07
Reporting Person: DUGAS RICHARD J JR (Director, Pres. and Chief Exec. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-07 | Common Stock | F | 38577 | $7.54 | Disposed | 732402 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 40612 | Indirect |
| Units | 8366.974 | Indirect |
Footnotes
F1: These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.
F2: Represents units of the PulteGroup, Inc. Stock Fund (the Fund) of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. On March 5, 2010, the reporting person was required to receive a corrective distribution of 69.083 units due to the plan not meeting certain non-discrimination requirements during 2009. The reporting person's units represent shares of PulteGroup, Inc. CommonStock held in the Fund as of 1/31/2010.