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PULTEGROUP INC/MI/ — Director's Dealing 2011
Feb 10, 2011
30194_dirs_2011-02-10_0f904ccc-1613-4489-b71d-bc86ab869393.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PULTEGROUP INC/MI/ (PHM)
CIK: 0000822416
Period of Report: 2011-02-10
Reporting Person: DUGAS RICHARD J JR (Director, Pres. and Chief Exec. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-10 | Common Stock | A | 140000 | — | Acquired | 872402 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-10 | Employee Stock Option (Right to Buy) | $7.765 | A | 165000 | Acquired | 2021-02-10 | Common Stock (165000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 40612 | Indirect |
| Units | 8366.974 | Indirect |
Footnotes
F1: Represents units of the PulteGroup, Inc. Stock Fund (the Fund) of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. On March 5, 2010, the reporting person was required to receive a corrective distribution of 69.083 units due to the plan not meeting certain non-discrimination requirements during 2009. The reporting person's units represents 18,133.747 shares of PulteGroup, Inc. CommonStock held in the Fund as of 1/31/2011.
F2: These options vest 50% on 2/10/2013, and 25% on both 2/10/2014 and 2/10/2015.